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香港9号牌照申请费用香港资管牌照申请条件

Financial card care question

Hong Kong Xintong Peng Yishuo License:对于资管公司来说香港9号牌是能够让客户更加信赖的标志也是我们能够在香港开展相关业务的必须资质由此也能看出香港资管牌照对于相关企业的重要性下面我们就跟妲己详细说说关于香港9号牌照申请的

cost

,Hong Kong Asset Management License

Application conditions

,Hope it helps everyone。

拟在香港申领牌照的私募机构必须符合以下

Require

  1. 已在香港注册成立或已向公司注册处注册的海外法团
  2. 财务状况及偿债能力良好且公司各人员具备一定资历和经验
  3. The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel;
  4. 获发牌照的资产管理公司必须少有两名负责人员
  5. One less responsible officer must be a member of the board of directors;
  6. If you need to hold client assets,Low paid-up capital of HKD 5 million,Liquid capital is no less than HKD 3 million,In addition, the company needs to comply with strict risk control mechanisms。

人员方面个人包括有关负责人员和有关持牌代表如向证监会申请牌照,Must demonstrate competence and integrity standards to the SFC,Be a fit and proper person to carry out regulated activities。香港9号牌照申请需要注意的点非常多虽然官方说明其实十分详细但是实际上还有很多细节方面的问题是需要注意的

如果有需要了解香港9号牌申请

cost

了解香港资管牌照

Application conditions

欢迎直接和我联系。Related products:Hong Kong No. 9 License Application

cost

, Hong Kong Asset Management License

Application conditions


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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