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Hong Kong No. 9 License Application Processing Fees

Financial card care question

Interoperability of various mechanisms between Hong Kong and Mainland China,A deeper level of cooperation between the two places,Mainland China wants to obtain Hong Kong license No. 9 through acquisition or application,Develop broader overseas markets,Using Hong Kong as a platform,Attract international investors。What is Hong Kong License No. 9?,Application for Hong Kong No. 9 license

cost

How much is a topic that most mainland investors are concerned about。

Hong Kong No. 9 license is one of the top ten brokerage licenses in Hong Kong,for asset management license,It is also a popular qualification,It is issued by the Securities and Futures Commission of Hong Kong,Mainland enterprises, especially private equity institutions, enter Hong Kong、One of the mainstream ways to open up overseas business opportunities,Because Hong Kong is strict in issuing certificates,plus high cost、Talent is hard to find,Hong Kong No. 9 license application processing is included in the company's development strategy,In order to quickly expand overseas markets, individual companies,There are also many acquisitions through Hong Kong No. 9 license。

————————Either direct application or acquisition,Application for Hong Kong No. 9 license

cost

All are topics worthy of attention,However, given that each applicant’s specific conditions are different,Application for Hong Kong No. 9 license

cost

There is a big difference,Apply for license number 9,The company must be registered in Hong Kong,Minimum registered capital is HK$5 million;Must have a physical business address;There must be an internal business framework,Have an experienced management team to assist in running the company;Good internal control systems and qualified personnel to ensure proper risk management and compliance with relevant rules and regulations。

From the above processing conditions, it can be seen that,It is still very difficult to apply for Hong Kong No. 9 license,Hong Kong Securities and Futures Commission from the background of waiting、Nature of business、Business scope、Operation mode、Starting from aspects such as asset management procedures,Review submitted applications,conform to

Require

Enterprises are allowed to issue Hong Kong license No. 9,Obtaining a No. 9 license is also a major manifestation of the strength of the company.。

————————From the issuance of Hong Kong No. 9 license in 2016,A total of 165 institutions received,and successfully launched overseas business,Private equity institutions actively enter Hong Kong No. 9 license,Demand continues to expand,Investors are more willing to apply for the Hong Kong No. 9 license in advance,To prevent the construction of thresholds,Application for Hong Kong No. 9 license

cost

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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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