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香港9号牌照代办要求,How long is the cycle?

Financial card care question

Hong Kong is an international financial center,在金融领域的发展远远高于内地,Attracting many mainland investors to conduct financial business in Hong Kong。Hong Kong serves as a platform for mainland China to connect with overseas countries,There are also some local regulatory principles。

In order to effectively manage various activities,The Securities and Futures Commission of Hong Kong promulgated the Securities and Futures Ordinance,It clearly lists 12 types of regulated business qualifications,其中香港9号牌照代办

Require

,The length of the cycle is what most investors are concerned about。

Each type of financial license in Hong Kong,All have different business functions,The reason why Hong Kong’s No. 9 plate is so popular,One of the reasons is its business functionality,As an asset management license,It is equivalent to a private equity institution in the mainland,Mainly engaged in services such as managing securities or futures contract investment portfolios,Broadened the channels for private equity,At the same time, you can also enjoy some tax benefits in Hong Kong.,对于香港9号牌照代办

Require

,This has always been a concern for mainland private equity institutions.。

在香港无论是香港9号牌照代办还是其他类牌照办理,The prerequisite is that you need to register a company in Hong Kong or an overseas corporation.,Because it is an asset management financial business,

Require

The company's financial position is relatively good,The qualifications of personnel engaged in asset management are certified by the Hong Kong Securities and Futures Commission。Each type of license requires at least 2 licensed responsible persons (RO)。

在申请香港9号牌照代办的过程中,What needs to be noted is whether the company needs to hold customer assets for management,Because it is more difficult to apply for holding asset management,Need to meet the paid-up share capital of more than 5 million Hong Kong dollars and quick-frozen funds of more than 3 million Hong Kong dollars.,Have strict risk control mechanism。

Hong Kong’s policies are different from those on the mainland,Hong Kong Securities Regulatory Commission issued Hong Kong No. 9 license,Mainly focusing on several aspects for evaluation,They are financial status、Practitioners’ academic qualifications、Ability、Reputation and other aspects。内地在申请香港9号牌照代办上的限制并不小,In addition, it is difficult to find professional and licensed persons in charge.,There are also more and more investors who are inclined to acquire this method.。

,Guangdong Province’s largest Hong Kong financial securities license handling institution,在香港9号牌照代办、acquisition、Ten years of experience in the transfer field,Office staff who travel between two places for a long time,Familiar with the processing of various licenses in Hong Kong

Require

,Always ensure prices that are superior to those in the same field

Advantages

and professional

Advantages


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

Areas of expertise:SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

Previous institutions:香港持牌资产管理公司 & SFC 合规团队

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