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Hong Kong No. 9 License Agency Conditions and Fees

Financial card care question

Not familiar with Hong Kong’s local license approval policy,Carrying out financial securities business in Hong Kong,It’s inevitable to hit a wall everywhere,,Ten years of experience in Hong Kong financial license agency、acquisition、Transfer comprehensive service provider,Save you the unnecessary hassle of running around to apply,One-stop service,Successfully meet your needs,Among the qualification licenses regulated under the Securities and Futures Ordinance Types 1-10,Hong Kong No. 9 license agency conditions and

cost

It has attracted the attention of people in the industry。

Hong Kong License No. 9 is an asset management license,Using Hong Kong as a platform,Mainland enterprises can rely on Hong Kong to access broader overseas markets,Manage assets and provide stocks for overseas investors、fund、A range of investment portfolio management services including bonds,in Hong Kong,If you engage in relevant financial activities in a unit that has not applied for a Hong Kong No. 9 license,,will lead to serious consequences。

————————Then I will analyze the Hong Kong No. 9 license application conditions and requirements for you based on my ten years of experience.

cost

Apply for Hong Kong No. 9 license agency,The following four conditions need to be met:

  1. Register a Hong Kong company in Hong Kong,Or a registered overseas corporation;
  2. The company needs to match the business structure that is suitable for the business content and business scale、Talent and monitoring system;
  3. Companies applying for Hong Kong No. 9 license generally need certain financial capabilities to cope with unexpected risks.,Among them, a paid-up capital of HK$5 million and working capital of more than HK$3 million are essential.;
  4. Two or more responsible persons,More than one person supervising financial activities at all times;Not less than one member of the board of directors;Not less than one responsible officer based in Hong Kong。

————————Applicants or units that meet the requirements,You can submit matters related to the Hong Kong No. 9 license to the Hong Kong Securities Regulatory Commission.,But for talent qualifications

Require

relatively high,A university degree in a designated major is required、No less than 3 years of industry experience and qualifications awarded by the China Securities Regulatory Commission examination。

About Hong Kong No. 9 license agency

cost

The problem is that there is currently no uniform pricing in the market.,because

cost

Influenced by many aspects,First, the applicant’s original financial strength、The degree of compliance with conditions and the tightness of policies will directly affect。Ten years of field management experience,Large scale processing,Internal channels ensure that our processing costs are lower than those in the same industry,long term price

Advantages

,If interested,Regarding Hong Kong No. 9 license agency conditions and

cost

Please contact us for details


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

Areas of expertise:SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

Previous institutions:香港持牌资产管理公司 & SFC 合规团队

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