Hong Kong No. 9 license application has become the main license for mainlanders to engage in securities dealer activities in recent years.，Hong Kong License No. 9 is the business qualification applied for by Hong Kong asset management companies.，Mainland companies, especially private equity management funds,，It is not uncommon to use Hong Kong as a platform to deploy large-scale international markets.。It’s just that the Hong Kong Securities Regulatory Commission is trying to regulate a series of chaos，Tightening the approval process for Hong Kong No. 9 license。Below we will conduct an analysis of the Hong Kong No. 9 license plate application。
Hong Kong’s Asset Management License No. 9 is capable of providing stocks to domestic and foreign institutions、fund、Bond and other investment portfolio management services，It belongs to the Type 9 regulated business qualification license of the Securities and Futures Ordinance issued and implemented by the Hong Kong Securities Regulatory Commission.。Higher recognition overseas than mainland companies，And the tax in Hong Kong
Advantages
Also more obvious。
————Hou————According to the Hong Kong Securities Regulatory Commission
Require
，The prerequisites for applying for Hong Kong No. 9 license are as follows:：1) must establish a company or overseas corporation in Hong Kong；2) Have a good internal control system，The business structure and company employees need to be adapted to the business content being carried out.；3) Have a good financial position and meet the paid-up share capital of not less than HKD 5 million and liquidity of not less than HKD 3 million.；4Must be equipped with more than 2 responsible personnel。
last year，Jingtai Lifeng Assets Co., Ltd.、ivy assets、165 domestic private equity institutions, including Yifan Asset Management, successfully acquired the Hong Kong No. 9 license，The application of Hong Kong No. 9 license has become a general trend。In order to make the market operate more healthily，Hong Kong Securities and Futures Commission
Require
The license holder needs to take follow-up actions，in months，Submission of Financial Resources Declaration Form to the Securities and Futures Commission，and conduct other related review work。————Hou————
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