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香港9号牌照办理条件香港资管牌照收购费用

Financial card care question

港信通彭易说金融一说到香港9号牌相信做金融的行业人士都不会感到陌生随着现在经济的发展有越来越多的企业想要进军国际市场首先一步一般就是办理香港9号牌照但由于香港9号牌办理比较困难本篇文章就是主要和大家共同讨论一下这个话题,Hong Kong No. 9 plate application conditions,香港资管牌照收费

cost

请获9号牌照存在以下

Require

  1. 法团属地必须是在香港注册成立的公司或者是在香港注册的非香港公司
  2. 法团资格必须满足证监会对公司业务架构内部监控的

Require

以及从业人员的

Require

  1. Responsible person:必须委任至少两名负责人员直接监督公司进行的活动其中至少一名负责人员是执行董事(执行董事是指积极参与或者负责直接监督该法团业务的董事)负责人员的资格获得除了要有与本行业业务相关经验外还必须通过香港的资格考试
  2. executive Director:at the same time,执行董事必须向证监会寻求核准成为负责人员大股东人员都必须具备适当人选的资格(从资历经验考虑)
  3. funds

Require

:If you need to hold client assets,Low paid-up capital of HKD 5 million,Liquid capital is no less than HKD 3 million,另外公司需要符合严格的风控机制(6)申请时间香港证监会处理牌照申请的时间将不少于 15 周港信通国际是一家有十余年经验的商业服务公司拥有丰富的办理经验以及为数众多的成功案例

如果有想要了解香港9号牌照办理条件香港资管牌照收购

cost

的人士可以直接与我们联系我们必定会是您的不二之选相关产品香港9号牌照办理条件 , 香港资管牌照收购

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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