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Hong Kong No. 9 license application conditions and procedures

Financial card care question

In terms of transportation,Economic or political significance,Hong Kong and Guangdong are getting closer step by step。Hong Kong License No. 9 is actually Hong Kong’s asset management license。Many mainland customers apply for Hong Kong No. 9 license,In fact, it is to help domestic customers better allocate overseas assets.。Today we will focus on the conditions and procedures for applying for the Hong Kong No. 9 license。

The process of applying for Hong Kong No. 9 license is actually relatively simple.,First you need to register a Hong Kong company,Generally a financial company,The registered capital should not be less than HKD 5 million。Less than 5 million,It will be more difficult for the China Securities Regulatory Commission to approve。Mainly because 5 million requires capital verification,Requires monetary funds to arrive,Registered capital represents the strength of shareholders from another perspective。

certainly,Hong Kong license number 9

Process

after completion,About 1.4 million Hong Kong dollars can still be withdrawn,Just leave 3.6 million Hong Kong dollars in the bank.。 Conditions for applying for Hong Kong No. 9 license

Require

The company must have relevant persons in charge who have obtained the personal No. 9 financial license,The number of relevant responsible persons cannot be less than two。

actually,The person in charge is very much like our domestic risk control personnel,Generally speaking, risk control personnel cannot hold concurrent posts.,In other words, you can only work under one company.。 An individual No. 9 license plate can only be affiliated to one group company,If the same individual, Got 1、4、9license plate,Then it can only be affiliated to the same company.。

actually,Hong Kong No. 9 license plate is also divided into two types: big 9 and small 9,Big 9 is a public offering.,Able to sell their own fund products publicly。Xiao9 is private equity,Can only help specific groups of people with asset management。

Hong Kong license number 9

Process

It's indeed quite difficult,Therefore, the price of a Hong Kong No. 9 license plate on the market is now more than 4 million.,If it also contains 1、4Hong Kong financial license,The price will be higher,It’s not surprising that it’s more than 10 million。

The Hong Kong No. 9 license application conditions are also based on the company's operating conditions.

Require

Require

The company needs to provide more than three-thirds of the transaction contracts signed with other companies in Hong Kong,This includes lease contracts for non-owned venues。,It is the top Hong Kong financial license processing service provider in China.,At the same time, we have various types of license plates No. 1-9 available for transfer.。The resources are very clean,There are no business or debt issues,Many options。

It is recommended that a more in-depth understanding of the specific situation of Hong Kong No. 9 license transfer resources be required.,Or learn about the conditions and procedures for applying for Hong Kong No. 9 license,You can call us directly to communicate and find out more


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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