Hong Kong License No. 9 refers to the Hong Kong Asset Management License，To be precise, it is the Type 9 regulated business qualification license issued and implemented by the Securities and Futures Ordinance of Hong Kong.。Applying for Hong Kong No. 9 license in the mainland private equity market has become a craze，Mainland private equity firms can raise funds in the Hong Kong market after obtaining Hong Kong’s No. 9 license，Attract overseas assets to invest in mainland products，in addition，After obtaining the Hong Kong License No. 9, private equity institutions can provide overseas investment channels for mainland customers.。
For mainland private equity firms，It’s good for both internally and externally，Capture a larger market，Have more development opportunities。—Hong Kong No. 9 license plate is not very easy to obtain，The Hong Kong Securities Regulatory Commission is very strict in reviewing companies that apply for Type 9 licenses.，financial condition，Personnel qualifications，There are many hard conditions that need to be met such as credibility。despite this，The industry is highly enthusiastic about the application of Hong Kong No. 9 license，After all, the future value of this license is foreseeable.。
Let’s talk about the application conditions of Hong Kong No. 9 license in detail.。Subjects applying for Hong Kong license No. 9
Require
Must be a company registered in Hong Kong or a non-Hong Kong company registered at the Hong Kong Registry。Registered capital，A minimum payment of HKD 5 million is required，Liquidity capital cannot be less than HKD 3 million。Responsible person
Require
Very strict，Must have academic certificates in specific majors，Industry experience、Management experience, etc. need to be certified by the Hong Kong Securities Regulatory Commission。
The number of responsible personnel must be at least two，At least one of the responsible persons shall be a member of the board of directors，At least one person in charge must be based in Hong Kong，Facilitate direct supervision of related businesses。Applicants must have a risk control mechanism that meets strict standards，business structure，internal monitoring system，Personnel, etc. need to meet stringent requirements
Require
。—Hong Kong No. 9 license plate
Process
。The Hong Kong Securities and Futures Commission will use strict standards to evaluate whether the applicant institution has the strength to hold the Hong Kong No. 9 license。
The main focus of the regulatory review is the financial status and solvency of the applicant institution.，Personnel qualifications、Industry experience，The reliability and financial soundness of the institution, etc.。When all conditions are met，The organization will apply to obtain Hong Kong License No. 9。After obtaining Hong Kong license No. 9，Enterprises need to comply with securities and futures regulations in the process of conducting business，And need to submit audited accounts and financial application forms regularly。
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