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香港9号牌照办理条件和流程_

Financial card care question

In terms of transportation,Economic or political significance,Hong Kong and Guangdong are getting closer step by step。Hong Kong License No. 9 is actually Hong Kong’s asset management license。Many mainland customers apply for Hong Kong No. 9 license,In fact, it is to help domestic customers better allocate overseas assets.。Today we will focus on the conditions and procedures for applying for the Hong Kong No. 9 license。

The process of applying for Hong Kong No. 9 license is actually relatively simple.,First you need to register a Hong Kong company,Generally a financial company,The registered capital should not be less than HKD 5 million。Less than 5 million,It will be more difficult for the China Securities Regulatory Commission to approve。Mainly because 5 million requires capital verification,Requires monetary funds to arrive,Registered capital represents the strength of shareholders from another perspective。

certainly,Hong Kong license number 9

Process

after completion,About 1.4 million Hong Kong dollars can still be withdrawn,Just leave 3.6 million Hong Kong dollars in the bank.。Conditions for applying for Hong Kong No. 9 license

Require

The company must have relevant persons in charge who have obtained the personal No. 9 financial license,The number of relevant responsible persons cannot be less than two。

actually,The person in charge is very much like our domestic risk control personnel,Generally speaking, risk control personnel cannot hold concurrent posts.,In other words, you can only work under one company.。An individual No. 9 license plate can only be affiliated to one group company,If the same individual,Got 1、4、9license plate,Then it can only be affiliated to the same company.。

actually,Hong Kong No. 9 license plate is also divided into two types: big 9 and small 9,Big 9 is a public offering.,Able to sell their own fund products publicly。Xiao9 is private equity,Can only help specific groups of people with asset management。

Hong Kong license number 9

Process

It's indeed quite difficult,Therefore, the price of a Hong Kong No. 9 license plate on the market is now more than 4 million.,If it also contains 1、4Hong Kong financial license,The price will be higher,It’s not surprising that it’s more than 10 million。The Hong Kong No. 9 license application conditions are also based on the company's operating conditions.

Require

Require

The company needs to provide more than three-thirds of the transaction contracts signed with other companies in Hong Kong,This includes lease contracts for non-owned venues。

,It is the top Hong Kong financial license processing service provider in China.,At the same time, we have various types of license plates No. 1-9 available for transfer.。The resources are very clean,没有任何经营或者负债上面的问题可选择性多建议需要更加深入了解的香港9号牌照转让资源的具体情况或者了解香港9号牌照办理条件和流程,You can call us directly to communicate and understand clearly.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

擅长领域SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

曾任职机构香港持牌资产管理公司 & SFC 合规团队

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