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Hong Kong No. 9 license application fee,Conditions for acquiring a Hong Kong asset management license

Financial card care question

Hong Kong Xintong Peng Yishuo License:Hong Kong’s No. 9 plate is of great significance to the financial industry。With the rapid development of the economic era,Competition in all walks of life is becoming increasingly fierce。Many mainland financial institutions also want to enter the international market,Seek more opportunities。in this situation,It can be said that it is very natural to apply for Hong Kong No. 9 plate.。

If you need to know how to apply for Hong Kong No. 9 license

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,Conditions for acquiring a Hong Kong asset management license,Welcome to contact me directly。For now,It is not very easy for mainland private equity institutions to obtain Hong Kong’s No. 9 license。Hong Kong Securities and Futures Commission regulations,Companies applying for license No. 9 must have two responsible officers,And the person in charge needs to have 3-5 years of continuous public performance records in the capital market and pass a series of rigorous examinations and qualification reviews.。

This means that if a company wants to successfully apply for the No. 9 plate, it must bind two qualified responsible personnel.,And the China Securities Regulatory Commission stipulates that when the person in charge leaves the company,The company's No. 9 license was subsequently invalidated.,Therefore, it is difficult to find licensed people in the market who are willing to leave the original company and enter a company that has not yet applied for a license.,The risks taken in this way are very high,In addition, the China Securities Regulatory Commission is very strict on the issuance of licenses.,Time is also uncontrollable。

Therefore, currently most private equity institutions can only issue financial products through Hong Kong securities firms.,And the way of investing behind his back bypasses the No. 9 plate,for international capital management。

For private equity institutions that want to apply for the No. 9 license, we believe that the most critical and best way is to acquire,That is to acquire a company that has successfully applied for the No. 9 license,Because according to the current regulations of the China Securities Regulatory Commission and the actual situation that demand exceeds supply in the market,,Companies and responsible persons holding No. 9 licenses are generally sold together.。

and as far as we currently know,Most of the asset management companies in China that already have No. 9 licenses have obtained No. 9 licenses through acquisitions and entered the international market.。After reading the above introduction,Everyone should apply for the Hong Kong No. 9 license plate

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,Understand the conditions for acquiring a Hong Kong asset management license。If you need to apply for Hong Kong No. 9 plate,You can also contact me。

Hong Kong Xintong International has rich handling experience and many successful cases,It will definitely be of great help to you。Related products:Hong Kong No. 9 license application

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, Conditions for acquiring a Hong Kong asset management license


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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