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What are the requirements for applying for Hong Kong No. 9 plate?

Financial card care question

Whether you are paying attention to、About to engage in、Companies and individuals already engaged in the financial industry know that Hong Kong is the leader in the financial industry,with new york、London ranks among the world's three largest financial centers。If you want to apply for Hong Kong No. 9 plate, you must first understand the requirements for applying for Hong Kong No. 9 plate.。Obtaining Hong Kong's No. 9 license is the touchstone for entering the international financial market.。Laying the foundation for the company's financial products to explore the international market。

Learn about Hong Kong’s No. 9 plate

Application conditions

Just like what you need to know about admission to Harvard University

Application conditions

is the same。what to do,First understand what conditions are required for what you want to do,how to prepare,To ensure that what needs to be done is carried out more efficiently and smoothly。What are the requirements for applying for Hong Kong No. 9 plate? because

Application conditions

and more handling details。More detailed application、办理咨询可联系详情专线

A brief summary of some of the conditions required to apply for the Hong Kong No. 9 license plate。What are the differences? Let’s understand briefly together。one、Hong Kong No. 9 plate

Application conditions

:1.The company’s shareholders have established companies in Hong Kong、Overseas companies registered with the Hong Kong Registrar。2.Have a business structure trusted and adopted by the China Securities Regulatory Commission、Internal control systems and competent and qualified personnel,Ability to face and handle risks in management business。

3.The number of responsible persons shall not be less than two persons in charge,A person who supervises the relevant operations at all times,One is from the Securities Regulatory Commission

Require

executive directors and must seek approval from the Securities and Futures Commission。two、Hong Kong No. 9 license plate application capital

Require

:1.Regulated management activities subject to licensing conditions that prohibit holding of client assets,Liquid capital must be higher than HK$100,000。

2.除1条以外的其他情况已经缴纳的资本要高于500万港元,Liquid capital must be higher than HKD 3 million。香港9号牌申请办理选择我们有11年办理成功经验,Professional and safe handling of Hong Kong license plates No. 1 to 10,In addition to professional processing,Existing licenses available for transfer,market price;Full hosting one-stop service。

Hong Kong financial license application、It’s more secure to choose a professional agency for transfer,办理咨询详情专线,We will serve you wholeheartedly and attentively! Looking forward to working with you!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

擅长领域SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

曾任职机构香港持牌资产管理公司 & SFC 合规团队

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