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What are the requirements for Hong Kong No. 9 plate application?,How to apply for Hong Kong No. 149 financial license

Financial card care question

Detailed introduction to Hong Kong Information Network Peng Yi Aaron said that with the current favorable financial market,A lot of money is looking for investment opportunities to preserve value.,As a leader in the financial market, Hong Kong is not necessarily a good investment area.。How do you want to do financial investment business in Hong Kong?,Then you must hold a Hong Kong financial license No. 149,Hong Kong's No. 149 license application needs to meet many conditions.,Hong Kong Xintong International has rich experience in this regard。

If you want to apply for Hong Kong No. 149 license plate, you can pay attention to these points based on Hong Kong Xintong International’s past experience.:Hong Kong as a major offshore and non-offshore center for Asia’s financial markets,Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.,are at the forefront of the international financial market,It is the preferred platform for international investors to invest in Asia。

Since the domestic A-share market is not fully internationalized,,More and more private equity fund management institutions are beginning to enter the Hong Kong market,Introduce overseas investors by setting up a company in Hong Kong。Hong Kong’s financial license classification,The most popular financial license is 1、2、4、6、9Number,Hong Kong Securities Regulatory Commission’s application for different types of licenses

Require

There is a difference,The difficulty of applying for a license is also different.。

Hong Kong Securities and Futures Commission regulations:

  1. Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
  2. The company has an actual office address in Hong Kong (must be written as Class A)。
  3. Have an experienced management team to assist in running the company,business framework、Internal control system and qualified responsible personnel。
  4. Must have two licensees,Nationality of licensed individuals and responsible persons,There are no restrictions or special regulations from the Securities Regulatory Commission。

Require

One less responsible officer must be based in Hong Kong,in order to directly supervise the relevant business。

  1. One less responsible person in the company must be a member of the board of directors。
  2. Registered capital of Hong Kong company

Require

50010,000 Hong Kong dollars;Must always maintain paid-in share capital and liquid capital of no less than HK$3 million。Must open an account in a bank in Hong Kong。

Hong Kong Xintong International has a wealth of transaction cases for licenses 1 to 9 in Hong Kong,He also has 13 years of business service experience,Accumulated a large number of high-quality Hong Kong license plates from 1 to 9 with complete and clean qualifications nationwide,We are always waiting for powerful companies to move in and make great achievements.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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