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What are the requirements for Hong Kong No. 9 plate application?

Financial card care question

港信通彭易Aaron说近随着金融市场的复苏很多相关从业者都慢慢注重起来金融市场而金融类的市场在香港就有着很大影响力香港的金融市场有着非常大的影响力和制约能力其中香港的金融市场就有不同的牌照进行制约很影响而香港9号牌照作为资产管理类牌照有着非常重要的地位而港信通国际作为申请金融牌照的专业申请公司有着非常丰富的申请经验根据港信通国际的申请经验可以简单的分为这几个方面第9类牌照就是资产管理牌照,With this business qualification,Mainland enterprises can use Hong Kong as a transit point,Provide stocks to investors at home and abroad、fund、Bond and other investment portfolio management services,However, as the Hong Kong Securities and Futures Commission (SFC) tightens its review,The acquisition of Hong Kong No. 9 license has become the main way to obtain qualifications。

从2019年发布的相关数据来看香港证监会批复的资产管理牌照就有289家,Many of them were obtained through the acquisition of Hong Kong No. 9 license plates.,以让的形式获得对企业正常开展业务没有影响,Recognized by the China Securities Regulatory Commission,More suitable for units that need to develop overseas business urgently。

At this stage,The acquisition of Hong Kong’s No. 9 license is of great significance to mainland private equity institutions,Obtain an asset management license,Private equity institutions are equivalent to being granted a pass to conduct business abroad.,Expanding the scope of investment targets can be more recognized by overseas investors,At the same time, we can also feel the impact of Hong Kong policies on taxation.

Advantages

,This is something that mainland licenses cannot match.。

既然说到香港9号牌照收购和让的事宜,Then it is necessary to have an intuitive understanding of the application for Hong Kong No. 9 license。香港证监会对业务资格和牌照的审批是十分严谨的,In recent years, the issuance of licenses has been tightened,Applicants need to meet higher requirements to qualify for application。Hong Kong No. 9 license application

Require

Register a Hong Kong company,Or an overseas corporation,Related products:香港9号牌申请需要符要哪些

Require


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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