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香港9号牌代办条件买一个香港资管牌照条件

Financial card care question

Hong Kong Xintong Peng Yishuo License:有些公司由于自身业务需求需要快速拿到香港9号牌一般就会选择通过直接买一个香港9号牌照的方式获取但是牌照的转让还涉及到公司收购仅仅的转让牌照是不被允许的所以也会有人选择寻找合适的代办机构本篇文章主要就是为大家介绍一下关于香港9号牌代办条件以及买一个香港资管牌照条件

9号牌如何申请呢?以下是条件

  1. Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
  2. The company has an actual office address in Hong Kong (must be written as Class A)。
  3. Have an experienced management team to assist in running the company,business framework、Internal control system and qualified responsible personnel RO。
  4. Must have two licensees,Nationality of licensed individuals and responsible persons,There are no restrictions or special regulations from the Securities Regulatory Commission。

Require

At least one responsible officer must be based in Hong Kong,in order to directly supervise the relevant business。

  1. At least one responsible person within the company must be a member of the board of directors。
  2. Registered capital of Hong Kong company

Require

500 10,000 Hong Kong dollars;Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。

Must open an account in a bank in Hong Kong。那看这些条件实际上也不太难都是具体化了那其实来说香港证监会也是很严格的对你的高管和公司查的比较严要是单纯自己去申请下来的概率很小如果有想要了解香港9号牌照代办条件或是想要买一个香港资管牌照条件的都可直接与我联系哦

公司现有现成号牌待转有新办无业务的也有客户委托转让的


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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