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香港9号牌办理条件解刨

Financial card care question

Whether you are paying attention to、About to engage in、Companies and individuals already engaged in the financial industry know that Hong Kong is the leader in the financial industry,with new york、London ranks among the world's three largest financial centers。那要筹备香港9号牌办理需先了解它需要具备的条件持有香港9号牌是进入国际金融市场的试金石。Laying the foundation for the company's financial products to explore the international market。

what to do,First understand what conditions are required for what you want to do,要怎么预备,To ensure that what needs to be done is carried out more efficiently and smoothly。那香港9号牌办理需要什么条件?因

Application conditions

and more handling details。More detailed application、办理可联系整理了一些香港9号牌办理需要准备的条件

They are as follows:one、香港9号牌办理条件:1.The company’s shareholders have established companies in Hong Kong、Overseas companies registered with the Hong Kong Registrar。2.Have a business structure trusted and adopted by the China Securities Regulatory Commission、Internal control systems and competent and qualified personnel,Ability to face and handle risks in management business。

3.The number of responsible persons shall not be less than two persons in charge,A person who supervises the relevant operations at all times,One is from the Securities Regulatory Commission

Require

executive directors and must seek approval from the Securities and Futures Commission。two、香港9号牌办理资本

Require

:1.Regulated management activities subject to licensing conditions that prohibit holding of client assets,Liquid capital must be higher than HK$100,000。

2.Except for Article 1, the paid-in capital must be higher than HKD 5 million.,Liquid capital must be higher than HKD 3 million。three、香港9号牌办理对人员的

Require

:Responsible person:Have a designated university degree (such as accounting、Business Administration、economy、Finance and legal), etc.,Have more than 3 years of relevant industry experience + more than 2 years of management experience,Hong Kong Securities and Futures Practitioners Qualification Examination Paper 1 and Paper 6 must be passed。

11 years of experience in professionally handling Hong Kong financial licenses,Familiar with the procedures of the Hong Kong office、laws and institutions。A ready-made Hong Kong financial license is available for transfer,20% below market price,The only commission-free processing agency in China。Full hosting one-stop service,There are resources to quickly connect to the Hong Kong application office。500+ cases have been successfully processed (including well-known securities companies at home and abroad)、Investment companies with strong capital, etc.)。香港9号牌办理详情联系


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

Areas of expertise:SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

Previous institutions:香港持牌资产管理公司 & SFC 合规团队

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