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Hong Kong No. 9 plate processing,Application conditions

Financial card care question

Want to prepare and comprehensively plan to enter the international financial market,Hong Kong No. 9 plate processing is undoubtedly the first choice for heavyweights。Holds Hong Kong No. 9 plate,It is equivalent to obtaining a "pass" in the international financial market.。Can participate in high-allocation overseas asset investments,You can also flexibly manage the funds of foreign investors。What are the main aspects to consider when applying for and successfully issuing Hong Kong No. 9 plates?

Mainly assess the financial status of the applicant company (including paid capital, which cannot be less than HK$5 million),Liquidity is higher than HK$3 million)、Solvency,Qualifications and experience of company personnel、Whether the company itself has the ability to carry out regulated activities。

Require

The applicant company provides an appropriate business structure。Good internal control systems and evidence of qualified personnel。Ensure that complete risk management is in place and compliance with relevant Hong Kong rules and laws。

Hong Kong No. 9 plate processing is also helpful for people

Require

,They are as follows:Responsible person:Have a designated university degree (such as accounting、Business Administration、economy、Finance and legal), etc.,Must have more than 3 years of relevant industry experience + more than 2 years of management experience,The most important point is that Hong Kong Securities and Futures Practitioners Qualification Examination Paper 1 and Paper 6 must be passed。

The Hong Kong No. 9 License License Representative must meet the conditions:Passed Hong Kong Certificate of Education Examination in Chinese/English + Mathematics or equivalent (similar to university entrance examination),Have 5 years of relevant industry experience + more than 2 years of management experience,One must pass the same Hong Kong Securities and Futures Practitioner Qualification Examination。In order to consider the structure of Hong Kong branches and mainland companies to be more unified,When conducting business in a more timely manner。

Many domestic financial institutions give priority to professional institutions to handle the Hong Kong No. 9 plate.,Just like the same,Be more familiar with Hong Kong’s legal provisions and management rules。11 years of experience in professionally handling Hong Kong financial licenses,Familiar with the procedures of the Hong Kong office、laws and institutions。A ready-made Hong Kong financial license is available for transfer,20% below market price,The only commission-free processing agency in China。Full hosting one-stop service,There are resources to quickly connect to the Hong Kong application office。

500+ cases have been successfully processed (including well-known securities companies at home and abroad)、Investment companies with strong capital, etc.)。香港9号牌办理详情联系我们将全心全意为您服务!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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