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Hong Kong No. 9 plate processing,Application conditions

Financial card care question

Want to prepare and comprehensively plan to enter the international financial market,Hong Kong No. 9 plate processing is undoubtedly the first choice for heavyweights。Holds Hong Kong No. 9 plate,It is equivalent to obtaining a "pass" in the international financial market.。Can participate in high-allocation overseas asset investments,You can also flexibly manage the funds of foreign investors。What are the main aspects to consider when applying for and successfully issuing Hong Kong No. 9 plates?

Mainly assess the financial status of the applicant company (including paid capital, which cannot be less than HK$5 million),Liquidity is higher than HK$3 million)、Solvency,Qualifications and experience of company personnel、Whether the company itself has the ability to carry out regulated activities。

Require

The applicant company provides an appropriate business structure。Good internal control systems and evidence of qualified personnel。Ensure that complete risk management is in place and compliance with relevant Hong Kong rules and laws。

Hong Kong No. 9 plate processing is also helpful for people

Require

,They are as follows:Responsible person:Have a designated university degree (such as accounting、Business Administration、economy、Finance and legal), etc.,Must have more than 3 years of relevant industry experience + more than 2 years of management experience,The most important point is that Hong Kong Securities and Futures Practitioners Qualification Examination Paper 1 and Paper 6 must be passed。

The Hong Kong No. 9 License License Representative must meet the conditions:Passed Hong Kong Certificate of Education Examination in Chinese/English + Mathematics or equivalent (similar to university entrance examination),Have 5 years of relevant industry experience + more than 2 years of management experience,One must pass the same Hong Kong Securities and Futures Practitioner Qualification Examination。In order to consider the structure of Hong Kong branches and mainland companies to be more unified,When conducting business in a more timely manner。

Many domestic financial institutions give priority to professional institutions to handle the Hong Kong No. 9 plate.,Just like the same,Be more familiar with Hong Kong’s legal provisions and management rules。11 years of experience in professionally handling Hong Kong financial licenses,Familiar with the procedures of the Hong Kong office、laws and institutions。A ready-made Hong Kong financial license is available for transfer,20% below market price,The only commission-free processing agency in China。Full hosting one-stop service,There are resources to quickly connect to the Hong Kong application office。

500+ cases have been successfully processed (including well-known securities companies at home and abroad)、Investment companies with strong capital, etc.)。香港9号牌办理详情联系。We will serve you wholeheartedly!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

Areas of expertise:SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

Previous institutions:香港持牌资产管理公司 & SFC 合规团队

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