about Us blog post Contact us

Contact us now

Copied 13417046218 to clipboard,Please add friends on WeChat。

Hong Kong’s No. 9 financial license package and the purpose of No. 9 asset management

Financial card care question

Hong Kong’s No. 9 financial license package and the purpose of No. 9 asset management. Hong Kong’s No. 9 financial license is currently on the rise.,The day before yesterday, I had a client who was doing foreign exchange.,They said they need to apply for a No. 9 financial license。

I told him then,It would be good if he can meet the conditions,Must have an asset management license holder、Need Hong Kong venue, etc.,In fact, the difficulty lies with the license holders,This qualification is relatively difficult to obtain.,What's the reason?,First you need to pass the exam,This exam is definitely not easy,Then you need five years of industry experience, etc.。Of course we can do it all, but the price will be higher.,具体详细情况可以我

"Detailed Explanation of No. 1-9 Plates" No. 1 Plates:Securities trading 1. Providing trading/brokerage services for stocks and stock options 2. Buying and selling bonds for clients 3. Buying/selling mutual funds and unit trust funds for clients Placing and underwriting securities No. 2:Futures contract trading 1. Provide customers with the buying and selling of index or commodity futures 2. Provide customers with index or commodity futures brokerage services 3. Buy or sell futures contracts for customers 3.:Leveraged foreign exchange trading uses margin trading to conduct foreign exchange transactions for customers No. 4:Providing advice on securities 1. Providing investment advice to clients on selling or buying securities 2. Issue research reports or analyzes on securities No. 5:Provide advice on futures contracts 1. Provide investment advice to clients on selling or buying futures contracts 2. Issue research reports or analyzes on futures contracts No. 6:Advising on institutional financing 1 Acting as sponsor for an initial public offering for a listing applicant 2 Advising on the Corporate Acquisition、Advising on mergers and share buy-backs code 3 Advising listed companies on compliance matters under the Listing Rules No. 7:No. 8, an electronic trading platform that provides automated trading services to match customer orders.:Provide securities margin financing to customers who buy stocks and use the customer's stocks as collateral 9Plate:Provide asset management. Manage securities or futures contract investment portfolios for clients on a discretionary basis. Manage funds on a discretionary basis. "Factual News" Asset Management Mainland private equity application for Hong Kong No. 9 financial license has become a hot topic. What exactly is the Hong Kong No. 9 financial license?,What is the charm that attracts one mainland private equity firm after another?

Hong Kong financial license classification and

Application process

,How to officially obtain No. 1 from the Hong Kong Securities and Futures Commission、2Number、4Number、6No. 9 financial license,How to become a Hong Kong financial institution with international asset management business qualifications and securities investment service qualifications,Special interview with Ms. Chen, CEO of Junhui International Consultants,Provide reference for mainland enterprises to apply for financial licenses in Hong Kong。

《公司简介》公司专业办理各类金融牌照,Including Hong Kong insurance broker license、Excellent photos of private equity funds、insurance broker license、insurance agent license、Insurance adjuster license、Commercial factoring license、Financial leasing license、pawn shop license、Financing guarantee license、Chamber of Commerce、Pay license、Crowdfunding company license、Credit reporting license、Internet financial brand,The company can also provide various financial license transfer services。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Financial card care question

Want to register a company in Japan Japanese Enterprise

Relevant personnel in Japan who handle the subject matter will provide the materials to accept the national label 003 in the area and prepare the agent to register the Japanese company.,It may be difficult for people who have no experience in handling,But for agencies,It is relatively easy to register a Japanese company,
Financial card care question

The British tax system is based on original direct taxation

17century ago,The British tax system is based on original direct taxation,supplemented by certain individual consumption and other taxes。17~ Consumption tax became popular in the 18th century,Begin to establish a tax structure with direct taxes as the main body。1799Year after first income tax,
Financial card care question

Hong Kong company registration、transfer

Hong Kong company registration and transfer Hong Kong company registration and transfer Hong Kong company information notarization Investment foreign company registration Register Hong Kong company,Transferring ready-made companies in Hong Kong,Complete set of information on ready-made companies in Hong Kong,
Financial card care question

Singapore company tax guide

Tax guide for registering a company in Singapore Singapore has a world-class port and international airport,With perfectly developed tourism、communication、finance、Education and the Free Economic System,