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Hong Kong’s No. 9 financial license package and the purpose of No. 9 asset management

Financial card care question

Hong Kong’s No. 9 financial license package and the purpose of No. 9 asset management. Hong Kong’s No. 9 financial license is currently on the rise.,The day before yesterday, I had a client who was doing foreign exchange.,They said they need to apply for a No. 9 financial license。

I told him then,It would be good if he can meet the conditions,Must have an asset management license holder、Need Hong Kong venue, etc.,In fact, the difficulty lies with the license holders,This qualification is relatively difficult to obtain.,What's the reason?,First you need to pass the exam,This exam is definitely not easy,Then you need five years of industry experience, etc.。Of course we can do it all, but the price will be higher.,You can consult me ​​for specific details.。

"Detailed Explanation of No. 1-9 Plates" No. 1 Plates:Securities trading 1. Providing trading/brokerage services for stocks and stock options 2. Buying and selling bonds for clients 3. Buying/selling mutual funds and unit trust funds for clients Placing and underwriting securities No. 2:Futures contract trading 1. Provide customers with the buying and selling of index or commodity futures 2. Provide customers with index or commodity futures brokerage services 3. Buy or sell futures contracts for customers 3.:Leveraged foreign exchange trading uses margin trading to conduct foreign exchange transactions for customers No. 4:Providing advice on securities 1. Providing investment advice to clients on selling or buying securities 2. Issue research reports or analyzes on securities No. 5:Provide advice on futures contracts 1. Provide investment advice to clients on selling or buying futures contracts 2. Issue research reports or analyzes on futures contracts No. 6:Advising on institutional financing 1 Acting as sponsor for an initial public offering for a listing applicant 2 Advising on the Corporate Acquisition、Advising on mergers and share buy-backs code 3 Advising listed companies on compliance matters under the Listing Rules No. 7:No. 8, an electronic trading platform that provides automated trading services to match customer orders.:Provide securities margin financing to customers who buy stocks and use the customer's stocks as collateral 9Plate:Provide asset management. Manage securities or futures contract investment portfolios for clients on a discretionary basis. Manage funds on a discretionary basis. "Factual News" Asset Management Mainland private equity application for Hong Kong No. 9 financial license has become a hot topic. What exactly is the Hong Kong No. 9 financial license?,What is the charm that attracts one mainland private equity firm after another?

Hong Kong financial license classification and

Application process

,How to officially obtain No. 1 from the Hong Kong Securities and Futures Commission、2Number、4Number、6No. 9 financial license,How to become a Hong Kong financial institution with international asset management business qualifications and securities investment consulting service qualifications,Special interview with Ms. Chen, CEO of Junhui International Consultants,Provide reference for mainland enterprises to apply for financial licenses in Hong Kong。

"Company Profile Manager Peng Yi" The company specializes in handling various financial licenses,Including Hong Kong insurance broker license、Excellent photos of private equity funds、insurance broker license、insurance agent license、Insurance adjuster license、Commercial factoring license、Financial leasing license、pawn shop license、Financing guarantee license、Chamber of Commerce、Pay license、Crowdfunding company license、Credit reporting license、Internet financial brand,The company can also provide various financial license transfer services。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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