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Hong Kong No. 9 financial license application process

Financial card care question

Detailed introduction: Many companies are paying attention to Hong Kong’s No. 9 financial license,As a qualification management license, Hong Kong Financial License No. 9 is a type of license with more complete functions than Hong Kong No. 1 to No. 9 licenses.,Therefore, it is difficult to apply for this type of license,Many applicants,If you are involved in financial business in Hong Kong, you know the important role of Hong Kong No. 9 license as a Hong Kong qualification management license.。

Shenzhen Hong Kong Xintong International is a company that specializes in applying for financial licenses.,I have thirteen years of application experience in Shenzhen.,Therefore, applying for a financial license based on Hong Kong Xintong International’s past experience requires these

Process

  1. The name or title to be used
  2. 使用该名称或称谓的原因
  3. Detailed description of the nature of actual or proposed business activities
  4. The time and place at which the relevant business will be or is being carried on
  5. Date and place of incorporation
  6. A copy of the company’s currently adopted memorandum and articles of association
  7. A copy of the most recent audited accounts and annual report
  8. Provide independent assurance reports
  9. 拟在香港设立的分行或附属公司首三年的业务计划
  10. Major shareholders、Names and addresses of directors and chief executive
  11. 公司地址及
  12. 以及任何其它所需数据以上就是申请香港9号牌照的具体细节了,If your company needs to apply for Hong Kong No. 9 auction, you can consult Hong Kong Xintong International to handle it.,Hong Kong Xintong International has thirteen years of experience in applying for financial licenses,We can provide you with professional application agency services!

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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