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香港1号牌转让及收购多少钱?

Financial card care question

Hong Kong No. 1 license can be divided into large No. 1 license and small No. 1 license according to different business types.,As the first type of business qualification license regulated under the Securities and Futures Ordinance implemented by the Hong Kong Securities and Futures Commission,Hong Kong No. 1 plate has the function of securities trading,The Small No. 1 license is mainly used as an intermediary to introduce securities companies and guide securities investors to make profits.,所以在含金量上没有大香港1号牌转让及收购

cost

high。

Domestic securities market is sluggish,Shanghai-Hong Kong Stock Connect、Against the background of the opening of stock mechanisms such as Shenzhen-Hong Kong Stock Connect,The development trend of Hong Kong stocks is improving,Promote the development of Hong Kong’s securities market,Plus Hong Kong as an international financial center,The development of securities is far more mature than that on the mainland,Therefore, there is a clear tendency for mainland and Hong Kong investors to open Hong Kong securities companies in Hong Kong.,而香港1号牌转让及收购多少钱就是此时需要考虑的问题

在了解香港1号牌转让及收购之前,First understand the general situation of the application。

The department that issues various financial licenses in Hong Kong is the Securities and Futures Commission of Hong Kong (SFC),Apply for Hong Kong Type 1 License from the Securities and Futures Commission,Mainland residents need to meet the following conditions::

  1. There is a Hong Kong company,Or you want to register an overseas company in Hong Kong;
  2. 2Licensed Responsible Person (RO),Ensure the operation of securities trading activities;
  3. Have a business structure and internal control system that comply with the standards of the Hong Kong Securities and Futures Commission;
  4. It is necessary to ensure that there are no less than the prescribed quick-frozen funds and paid-up equity in the account.,To prove the company’s financial soundness。

Because there are certain differences from the mainland’s financial license application,In addition, there are relatively large restrictions for mainlanders to apply for Hong Kong financial licenses.,所以香港1号牌转让及收购的方式更深得人心。If you reapply for a license,Applicants need to apply for a work visa、Provide shareholders’ bank account statements for the previous year and RO’s resume, etc.。

香港1号牌转让及收购需要更替RO,If the acquirer fails to have suitable talent to connect with,Can use its own channels to assist in providing,In this way, the RO problem can be solved in a short time.。

Ten years of experience in Hong Kong financial license processing field,熟悉香港1号牌转让及收购手续,In order to cater to the diversified needs of investors for business development,We now provide many Hong Kong licenses such as 1.2.3.4.6.9 etc.、transfer business,Few qualifications,香港1号牌转让及收购多少钱详情欢迎与进一步沟通


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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