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What is the transfer fee for Hong Kong No. 1 license?

Financial card care question

Ten years of experience in handling financial licenses in Hong Kong,Provide clients with Hong Kong Class 1-10 license consultation、handle、Transfer and other comprehensive services,Hong Kong office,Well versed in Hong Kong policy trends,Always maintain industry-leading processing speed,Understand the transfer of Hong Kong No. 1 license

cost

Welcome and contact。

————————香港1号牌照是香港证监会发放的一类受规管的资格牌证,It is a qualification applied by a securities company to engage in securities trading-related activities.,The Hong Kong market adopts a strict financial license regulatory system,Hong Kong No. 1 License Transfer

cost

This is an aspect that many companies are concerned about,As demand for applications increases,

cost

It is also rising further。

Why would you consider obtaining a license through the transfer of Hong Kong No. 1 license?,In fact, it has something to do with the difficulty of applying for a securities license in Hong Kong.,Apply for qualification licenses regulated under the Securities and Futures Ordinance,Generally, it is necessary to achieve multi-faceted

Require

,First register a company or overseas corporation in Hong Kong,Well configured business structure,Have certain solvency to resist risks。

————————对于考虑通过香港1号牌照转让来获取开展证券交易类活动的企业,It is also important to,2 or more licensees with corresponding qualifications,This type of person in charge is usually the core of the entire securities trading activities.,He can buy and sell stocks for clients、stock options、Bonds etc.,At the same time, he can buy and sell mutual funds and unit investment funds for investors based on his own experience.,But it is more difficult to recruit talents.,Hong Kong No. 1 License Transfer

cost

See the transfer of Hong Kong No. 1 license on the market

cost

Actually not low,From the relevant data of 12 types of regulated licenses,Hong Kong’s No. 1 securities trading license is the largest held by individuals and entities.,It can be seen that this qualification is sought after by investors.。If the company wants to obtain qualifications through a new method,According to application category,Determine the basics of paid-in capital and liquid capital

Require

Meet the above

Require

of enterprises,Institutions can submit relevant materials to the Hong Kong Securities and Futures Commission for review,From the financial strength of the enterprise、Personnel experience and qualifications、credibility and other aspects to determine whether it has

Application conditions

,The transfer of Hong Kong No. 1 license can avoid these cumbersome steps.。

The same qualifications as the new application,The transfer of Hong Kong No. 1 license has the same legal effect,During subsequent operations, financial resources declaration forms are also required to be submitted to the China Securities Regulatory Commission every month.,Used to verify the rationality of the enterprise in its business operations。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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