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Hong Kong No. 1 License Transfer、办理及收购

Financial card care question

香港1号牌照也叫证券交易牌照在众多类受规管的证券牌照当中香港1号牌照的持有单位和个人数还是比较多的到2017年底公司持有香港1号牌照的就有1247家这个牌照是具备股票买卖及其他资产交易业务资格的前提

香港牌照和内地还是有一定区别的一般将牌照转与收购方后需要寻找到持牌负责人(RO)才能保障业务活动的持续,Hong Kong License No. 1

transfer process

同样是要做好相关信息的变更才能收购下来

因为现在国内股票市场并不景气而沪港通深港通等股票机制的开通令香港证券市场走势向好大陆人士纷纷通过香港1号牌照转让或者委托第三方申请的形式入市

recently,金葵花资本名下的中和瑞信正式获取了香港证监会办法的香港1、4、9license plate,这一组牌照的获得意味着在全球资本市场取得了通行证同时也提升了在同领域中的竞争力

Apply for Hong Kong No. 1 license

Things to note

: 1. 需要在香港注册一家公司; 2. 注册资本500万元更利于证监会审批及便于办理工作签证拿牌后及取得工作签证后可取出部分但须保证每月账户低余额360万港币; 3. 资金来源提供股东上一年银行账户流水、Investment funds and stocks statements for the previous year,Prove that its assets exceed HKD 5 million.。

涉及到的内容较多这里便不一一展开香港1号牌照转让在更替RO之前需要递交新的RO的学历以及5年相关从业证明在香港1号牌照办理、acquisition、Ten years of experience in transfer,Be familiar with the registration procedures for Hong Kong licenses No. 1-10,It is the largest Hong Kong securities license operator in Guangdong Province.,Maintain long-term excellence in price and professionalism in the same field

Advantages

,Details can be communicated with further。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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