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香港1号牌照新申请需要哪些要求

Financial card care question

As domestic securities futures、asset Management、international trust、private equity firm,How to apply to the Hong Kong Securities and Futures Commission to successfully obtain these financial licenses,Comprehensively participate in international capital market investment,Expand the scope of investment targets,Enrich investors’ product choices;On the other hand, you can seize investment opportunities in overseas markets.,Improve the company's asset management capabilities and market competitiveness,Entering the ranks of international asset management companies。

做为较多申请的香港1号牌照该如何办理,What are there

Require

  1. There must be at least two agency heads。The person in charge of the organization needs to have relevant industry qualification certificates or five years of experience in related industries.。
  2. Registered capital and working capital need to meet the corresponding Hong Kong No. 1 license application conditions

Require

  1. The company entity needs to be a Hong Kong company,or a foreign company registered with the Hong Kong Registrar。
  2. The company’s business structure must be good,Able to respond reasonably to risks and crises in the business operation process。
  3. Corresponding directors are required,Responsible personnel, etc.。

Enterprises holding Hong Kong License No. 1 can carry out financial activities related to securities trading,Can provide customers with buying and selling stocks and stock options,In other words, it can provide customers with brokerage services for stocks and stock options.;Can buy and sell bonds for clients;Can buy (sell) mutual funds and unit trust funds placing and reimbursing securities for clients。

港信通国际在香港1号牌照办理方面具备十年的从业经历熟悉各类金融牌照申请程序现有香港1-9号金融牌照在手符合各类展业诉求还有储备RO人员能满足客户的各种诉求大部分的内地企业在结合自身的情况都会选择直接收购市场上满足自身

Require

的1号牌这样可以避免很多问题办理香港1号牌照详情咨询彭易经理


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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