Same as mainland，If you want to engage in the financial securities industry in Hong Kong，Companies or individuals need to have a financial license issued by the Hong Kong Securities Regulatory Commission，In order to better regulate Hong Kong，
Require
Units engaged in relevant financial activities need to apply for one of the 12 types of regulated qualification licenses based on specific business categories.，The acquisition of Hong Kong No. 1 license has become a trend.，Not without reason。
Hong Kong No. 1 license is a qualification required by individuals and companies engaged in securities trading.，Among many types of license plates，The number of individual licenses reached 26,125 in September 2016，Proportionately larger，There are 1,093 licensed institutions。The business scope approved by each license is different，The units acquired with the Hong Kong No. 1 license can provide investors with the ability to buy and sell stocks and stock options.、Buy and sell bonds、Services such as buying and selling mutual funds and trust funds。
————————考虑到香港证监会严格的审批环节，Harsh
Application conditions
，The acquisition of Hong Kong No. 1 license has become the main channel for units to carry out securities trading-related businesses.，Hong Kong No. 1 License Acquisition，It is equivalent to a stepping stone to obtain regulated activities.。Directly apply for a new securities dealer license，Need to comply with a series of relevant departments
Require
，
Require
Is a company registered in Hong Kong?，At the same time, we must have certain financial resources to deal with business risks.。
————————The acquisition of Hong Kong No. 1 license or the qualification of the person in charge
Require
All are very high，As far as securities trading activities are concerned，No less than two responsible persons must be entrusted to supervise the relevant activities directly or at all times，More than one executive director approved by the Securities Regulatory Commission，The qualification certification of this type of talent has passed the test prescribed by the Hong Kong Securities Regulatory Commission.，But at present, companies are still very lacking in seeking such talents.。
Directors of Legend Holdings mentioned，Interested in holding a brokerage license through acquisition，to expand the financial sector，The acquisition of Hong Kong No. 1 license has been favored by many companies，Relying on Hong Kong, an international financial center, as a platform，Mainland enterprises use Hong Kong as a stage for overseas business expansion，Licensees or entities should comply with the Securities and Futures Ordinance and other relevant provisions of Hong Kong，To highlight competition
Advantages
。
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