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香港1号牌照办理条件和流程_香港证券交易牌照

Financial card care question

香港金融牌照和内地金融牌照的区别其实不是非常大但是香港金融牌照的分类非常好按照功能分为1到10号像我们内地的券商在香港想要做券商的话就要办理香港1号牌照也就是我们所熟悉的香港证券交易牌照今天我们重点说说香港1号牌照办理条件和流程

actually,Since different types of Hong Kong financial licenses have different functions,So when applying for a license,就会对高级管理人员提出比较高的

Require

。The Securities and Futures Commission of Hong Kong (SFC) is the approval authority for many financial licenses in Hong Kong.,Proposed for License No. 1

Require

There cannot be less than two licensed responsible persons,One of them is similar to a risk control role in Mainland China。

证监会在香港1号牌照办理条件和流程中允许风控可以身兼多个牌照的风控职位,Therefore a company wants to convert 1、4、9The number plate is processed,In fact, you only need three people in charge.。 证监会在相关的办理细则上面没有非常具体的

Require

但是实际上办理香港1号牌照还是有很多需要注意的

比如注册下来的香港公司注册资本好不要低于500万港币这样在接受证监会审批的时候会比较简单一些同时也利于后面办理相应的工作签证。500万港币一开始是需要实缴的但是在香港1号牌照

Process

after completion,其实可以取出部分账户余额保持有360万港币就可以了

申请香港1号牌照的时候所有资金来源需要是自有的资金,therefore

Require

股东需要出具上一年的银行账户流水等等证明材料

Application process

middle,还需要提供公司主体与商业机构签订的合同数量不能低于三份其中租赁合同可以作为一项由于香港1号牌照办理条件还是比较高的

Application process

也有一定的复杂性

建议想要更加深入的客户可以直接来电联系了解清楚是国内大的香港金融牌照办理及转让服务机构同时在香港设有办事处我们不仅非常熟悉证监会的办事流程同时手头上也有多个类型的1、4、9等香港金融牌照可供转让建议有需要办理或者收购香港金融牌照的客户,You can call us directly to communicate and understand clearly.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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