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香港1号牌照办理流程_香港1号牌照申请条件

Financial card care question

香港市场对金融牌照的审批机制有别于内地按照受规管的活动来说香港共有12类牌照而其中香港1号牌照办理可谓是诸多类牌照中申领数量最多的,By September 2016,个人持有的数量为26125个而机构则拿到共1093个远超于其他类金融证券牌照

香港1号牌照办理数量增多与港股市场向好深港通沪港通等股票交易机制互通是有直接关系的作为证券交易类型的牌照香港1号牌照能够为投资者提供股票、stock options、bonds、mutual funds、投资基金等各类金融产品的买入与沽出等服务

————————去年年底金葵花资本旗下的中和瑞信顾问有限公司获得了香港证监会批复的香港1、4、9类金融牌照完善了企业在香港金融市场的服务板块为投资人士提供更全面综合性的服务目前监管收紧,Hong Kong License No. 1

Process

Application conditions

各方面都管理比较严格持有香港牌照是企业实力的一种体现

Hong Kong License No. 1

Process

需要向香港证监会报送与条件相符的申请材料因为从事金融行业对相关经验人才的

Require

is very high,因此在申请过程中申请人或企业还会面临人才难觅的情况香港证监会主要从企业的财政情况人员的资质、Reputation、财政稳定程度几个方面综合考虑决定是否允以单位通过香港1号牌照办理的申请

————————香港1号牌照

Application conditions

:1)以香港公司或者海外法团的名义申请;2)相适应于公司规模的业务架构人员和监控系统;3)符合证监会规定

Require

responsible person,负责人员中应包含一名以上的时刻监督人员执行董事

对香港1号牌照

Process

Application conditions

有了大概的了解后就可以着手准备申请工作但是如果为了快速开展业务也不妨考虑通过收购的形式来进行十年香港金融牌照代办、transfer experience,整合多方资源香港驻地人员与窗口保持长期合作联系拥有领先于行业的专业经验和速度,Hong Kong License No. 1

Process

条件请致电彭易经理


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Financial card care question

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Tax guide for registering a company in Singapore Singapore has a world-class port and international airport,With perfectly developed tourism、communication、finance、Education and the Free Economic System,
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