Hong Kong License No. 1 currently has the largest number of licensees and units among all Hong Kong securities dealer licenses.，As of September 2016，There are 1,093 licensed institutions and 26,125 licensed individuals respectively.。Reasons for the high demand for Hong Kong’s No. 1 license，On the one hand, it is also because the scope of business that can be engaged in is relatively broad.，The following is a guide to those who apply for Hong Kong No. 1 license:
Advantages
perform analysis。
From an objective perspective，The purpose of people applying for Hong Kong No. 1 plate is nothing more than to value the businesses they can operate.，in general，Hong Kong License No. 1 is a license to engage in securities trading，subdivided，Can provide stocks to customers、Brokerage services such as stock options and bond trading；buy for client、Sell mutual funds and unit trust funds、Placing and underwriting securities are all within the scope of business that can be engaged in with the Hong Kong No. 1 license。
——————Apply for Hong Kong No. 1 license，Hong Kong’s Securities and Futures Commission imposes strict regulations，to the applicant
Require
from paid-up capital、Person in charge qualifications、company、Company structure and other aspects to expand。
Hong Kong No. 1 license application，Applicants must register and establish a company in Hong Kong，Have a physical address；Secondly, there must be no less than 5 million yuan of actual funds in place and more than 3 million yuan of current assets as a guarantee for the company's operations.；The competence of the person in charge of the organization needs to pass the relevant test of the Hong Kong Securities Regulatory Commission，Preferably have 3 years of relevant industry experience。
in recent years，Mainland enterprises are enthusiastic about applying for Hong Kong No. 1 license，Benefiting from the opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect securities mechanisms，Mainland enterprises want to open up the international market by applying for Hong Kong No. 1 license，Develop securities trading into overseas markets。
But there is a certain degree of difficulty，After successfully earning Hong Kong’s No. 1 license plate，The applicant must also inform the Hong Kong Securities and Futures Commission of the company’s financial year end date within one month.，Financial resource declaration forms must be submitted to the Securities Regulatory Commission on a monthly basis.，The improvement of follow-up work is also crucial to the company's operations.。
————————If there are enterprises that carry out multiple types of securities，It is inevitable to apply for Hong Kong license number 1-10，The Securities and Futures Commission of Hong Kong regulates each type of license
Require
different，Application difficulty varies。To learn more about Hong Kong No. 1 license application or Hong Kong No. 1-10 license application, please contact us.，We will give you some comprehensive suggestions。，Designated station for Hong Kong No. 1 license application，Professional team based in Hong Kong，Get first-hand information。
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