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Hong Kong No. 1 Plate Acquisition Guide,How much does it cost to transfer

Financial card care question

Compared with the mainland,Hong Kong’s regulatory system、They are all slightly better in the public trading market.,Plus in recent years,Restrictions on financial activities in the Mainland have increased,Gradually formed a model of relying on the Hong Kong platform to connect to the international capital market。The acquisition of Hong Kong No. 1 license plate that I want to mention today,It is a relatively large type of license in Hong Kong.,As of December 2017,The total number of Hong Kong No. 1 companies issued by the Securities Regulatory Commission is 1,247,How much money is transferred is also a factor that applicants need to consider.。

According to the financial license management system implemented in Hong Kong’s financial market,Engage in any type of financial activity,There must be 2 licensed persons in charge to supervise the corresponding activities,As long as there is no conflict in the job arrangement,The same responsible person may be appointed to supervise more than one type of financial activity,Next, we will start with the acquisition extension of Hong Kong No. 1 plate.。

Based on ten years of experience in applying for a financial license in Hong Kong,Hong Kong No. 1 license is based on different business conditions,There are different application difficulties。

If the unit is only an approved introducing agent or securities firm,You only need to meet the minimum liquidity of HK$500,000 to apply;However, if the application for Hong Kong No. 1 license is for a unit that provides securities guaranteed financing,It is necessary to ensure paid capital of no less than HK$5 million and working capital of no less than HK$3 million.,Recently,There are increasing cases of entering the Hong Kong securities market through the acquisition of Hong Kong No. 1 license plate。

If it is the first of the above, it is to introduce the situation of attracting securities investors to securities companies.,Hong Kong No. 1 plate application is also called small No. 1 plate,The corresponding latter is the larger number 1。

Individuals and organizations that meet the conditions,You can submit materials to the Securities Regulatory Commission to apply for Hong Kong No. 1 license plate,The aspects evaluated by the China Securities Regulatory Commission are nothing more than the entity’s qualifications.、Competence、Responsible person、Major shareholder qualifications、financial situation and other factors,Since the mainland seems unfamiliar with Hong Kong’s policies,,The acquisition method of Hong Kong No. 1 plate is accepted by people。

Hong Kong financial license is valid for a long time,Whether it is application or acquisition of Hong Kong No. 1 plate,All require ongoing responsibility,Comply with the relevant provisions of the Securities and Futures Ordinance

Require

,Units need to submit audited accounts and financial statements regularly。 ,Ten years of focus on Hong Kong financial license application field,Familiar with Hong Kong License No. 1-9 application procedures,Always oriented to customer needs。

In order to cater to the diversified needs of various customers for business development,A small number of existing cards such as 1.2.3.4.6.9 are now available for transfer.,Transfer at a price 20% lower than the market price,Details welcome and further communication。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

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