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Hong Kong No. 1 plate application case analysis

Financial card care question

Hong Kong is Asia’s rapidly developing international financial center,Hong Kong stocks account for a high proportion of the stock market、Have great influence in the international market。Not only can Hong Kong be used as a base for global investment deployment,;Interest rates in Hong Kong are low,You can also open an account with a foreign-funded securities dealer,The financing interest rate is even lower than 2%。Funds can be freely allocated to global markets and are not subject to capital controls。

Companies engaged in related financial businesses want to conduct securities transactions in Hong Kong,You need to understand the Hong Kong No. 1 plate application process and hold the Hong Kong No. 1 plate。The number of applications for Hong Kong No. 1 license is the largest among all Hong Kong financial licenses.,It is also the most common of all license plates。

There are many cases of successful application for Hong Kong No. 1 license plate,The detailed hotline is as shown below to see the cases of company Q that have applied and been successfully processed.:Company Q has processed the Hong Kong No. 1 license plate application,And comply with the following

Require

:a. Register a company (a company registered in Hong Kong)、Overseas companies registered with the Registry)。

b. The company structure must be able to manage the risks that may be faced in the business (having a suitable business structure、internal monitoring system、qualified personnel)。c. Responsible personnel must have at least two responsible persons,A person who supervises the relevant operations at all times,One is from the Securities Regulatory Commission

Require

executive directors and must seek approval from the Securities and Futures Commission。Hong Kong No. 1 license plate application also meets the following capital requirements

Require

:a.Q Company is an approved trader,Have working capital of more than HK$500,000

Require

b.Q公司提供了证券保证金融资已缴纳资本高达1000万港元,Liquid capital up to HK$3 million。c.Q company divided by a above、b两种之外的其他情况已缴纳资本大于500万港元,Liquid capital is greater than HK$3 million。Q公司的香港1号牌申请办理成功后一直很感谢我们跟金融行业内很多公司赞扬很靠谱,A complete set of services provides peace of mind and peace of mind。

Not only reporting on the progress of the process from time to time,There are also resources to quickly connect to the Hong Kong application office,High processing timeliness。Company Q recommended other companies in the industry to handle it。It is a Hong Kong financial license professional processing company,With 11 years of rich experience;Professional handling,Existing licenses available for transfer,lower than market price;Full hosting one-stop service。Apply、Contact for details。We will serve you wholeheartedly and attentively!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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