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香港1号金融牌照新申请的流程和条件

Financial card care question

香港1号金融牌照新申请的流程和条件《目前香港1号金融牌照现状》现在就是一个很火热的状态,Hong Kong No. 1 plate,很多做金融行业的人都想着整一个下面我说一下一号牌的内容

第1类证券交易

  1. 为客户提供股票及股票期权的买卖/经纪服务
  2. Buy and sell bonds for clients
  3. 为客户买入/沽出互惠基金及单位信托基金
  4. 配售及包销证券说白了就是只有获得了1类牌照,You can only engage in providing securities transactions for clients in Hong Kong、Brokerage services, etc.。It is equivalent to mainland securities companies providing stock trading services to clients.。

目前呢我们可以全包办理相关的金融牌照比较火的149都可以办理要直接的牌照我们也有现成的转让详细的情况可以直接咨询资深顾问《实事新闻》揭秘马云持股的“云锋金融”智能投顾市场又一实力玩家作为亚洲金融中心的香港在近两年的金融创新大潮中却稍显落寞

普华永道调查发现相较内地香港在金融科技的投资比例较小香港投资机构投资Fintech领域占比仅14%香港金融发展局也坦言香港尽管有大型金融业务但在金融科技的发展有限

"Introduction" The company specializes in handling various financial licenses,Including Hong Kong insurance broker license、Excellent photos of private equity funds、insurance broker license、insurance agent license、Insurance adjuster license、Commercial factoring license、Financial leasing license、pawn shop license、Financing guarantee license、基金管理公司转让、Pay license、Crowdfunding company license、Credit reporting license、Internet financial brand,The company can also provide various financial license transfer services。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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