2016With the opening of Shenzhen-Hong Kong Stock Connect, a stock market trading interconnection mechanism,，Frequent securities trading activities between the Mainland and Hong Kong。Among the ten types of Hong Kong securities dealer licenses，Mainly apply for Hong Kong license No. 1, No. 4, No. 9。In recent years, China’s financial market has become increasingly complete，Many investors are eyeing the international market，Hong Kong is the bridge for mainland China to realize overseas asset allocation.。Applying for Hong Kong license No. 149 is the first step to enter the international market。
Hong Kong No. 149 license application has different purposes，Hong Kong License No. 1，It is a qualification recognition for providing securities trading services to customers.。Since there are many types of businesses that can be operated with the Hong Kong No. 1 license,，Therefore, among the ten types of securities dealer licenses in Hong Kong，Hong Kong has the largest number of Type 1 license holders and units。
Businesses covered include：1) Buy and sell debt on behalf of clients；2) buy for customers、Sell mutual funds and unit trust funds；3) Provide customers with stock and stock option trading and brokerage services；4) Placing and underwriting securities——————The application for Hong Kong No. 149 license is in progress，Hong Kong License No. 4 is mainly to provide customers with relevant advice on securities，Not all units and individuals can act as securities consultants，That's it
Require
Apply to participate in relevant tests stipulated by the Securities and Futures Commission of Hong Kong，Passing the test is equivalent to qualification。
Hong Kong license No. 4 is generally used to improve the service sector of the company，Facilitate securities transactions through guidance，However, it must not mislead investors.，Otherwise, the Hong Kong Securities Regulatory Commission will severely punish you in accordance with relevant laws.。Hong Kong No. 9 license is a license that is very popular among mainland enterprises when applying for Hong Kong No. 149 license.，Especially large mainland private equity institutions，Hong Kong License No. 9 is one of the mainstream ways for large-scale private equity to go overseas.。
Hong Kong’s No. 9 license is mainly to help overseas companies provide various asset management services.，Like Jingtai Lifeng Assets、Large private equity companies such as Yifan Assets and Value Gravity have successfully obtained the Hong Kong No. 9 license，Early layout of overseas markets，Good results achieved。The aforementioned chairman of Shenzhen Private Equity told reporters，There is currently depreciation pressure on the RMB，Domestic customers have needs for overseas asset allocation，hoping to avoid depreciation，Get better investment returns at the same time。
Here’s Why There’s So Much Demand for Hong Kong’s Type 9 License。————————There are certain conditions for applying for Hong Kong No. 1, No. 4, No. 9 licenses.
Require
，However, the Hong Kong Securities Regulatory Commission has different requirements for different types of license approvals.，As a result, the difficulty of applying is also very different.。
To apply for Hong Kong No. 149 license, you must set up a company in Hong Kong.，Another situation can also be to register an overseas corporation in the place of company registration, which is also recognized.；Of course there are funds
Require
，Pay the rent
Require
Above HKD 5 million，Liquidity capital is not less than HKD 3 million。
Companies holding Hong Kong 149 licenses need to have certain financial status and solvency，After the application conditions for Hong Kong No. 1, No. 4 and No. 9 licenses are met,，Applying for the Hong Kong No. 149 license is a matter of course.。
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