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Hong Kong No. 1, No. 4, No. 9 license application process,Processing conditions,In-depth analysis

Financial card care question

Hong Kong 1、4、9number plate

Process

,Processing conditions,For detailed questions such as review time, please consult China-Hong Kong Financial Brand Care Manager Peng Yi for free.:.Enterprises can carry out securities trading activities by applying for Hong Kong No. 1 license,Enterprises that obtain Hong Kong License No. 4 can provide investment advice to customers,Enterprises apply for Hong Kong license No. 9,Can provide asset management services。

There are many customers and friends who come to inquire about applying for Hong Kong No. 149 license.,Hong Kong No. 1.4.9 license application conditions are met when the conditions are met,Can be processed in combination。Generally, there are two ways to obtain a Hong Kong license.,First, register a company in Hong Kong,Prepare application condition materials,Walk

Process

,The other is to directly purchase existing companies holding Hong Kong licenses。Acquiring ready-made resources is relatively more time-saving and labor-saving,But the price is really not low。

Some customers and friends want the Hong Kong branch to have the same company structure as the mainland company.,New application will be selected。

————————————————————The application threshold for Hong Kong No. 1, No. 4, No. 9 licenses is not low.,Take license plate No. 9 as an example,capital

Require

aspect,Paid-in capital shall not be less than HKD 5 million,Must have an actual office address in Hong Kong,In terms of personnel, there must be 2 No. 9 license holders,Educational qualifications,Work experience,Work experience, etc. are all specific

Require

。Major shareholders must have strong financial strength,No bad record。

The financial capability and solvency of enterprises need to be assessed by the China Securities Regulatory Commission。The opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect has further attracted mainland investors’ determination to enter Hong Kong’s financial circle.,As a bridge between mainland capital and the external economy, Hong Kong attracts many investors。Want to carry out different financial business activities in Hong Kong,You need to apply for the corresponding financial license。Want to apply or buy ready-made1、4、9If you have a license, please contact China-Hong Kong Financial License Manager to ask Peng Yi.


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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