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香港1到9号牌都有哪些香港1到9号牌申请条件

Financial card care question

目前随着大环境的利好很多金融活动都进入了比较活跃的时期而香港作为离岸金融中心有这非常重要的作用如果您的企业有在香港涉及金融业务的话

那么而拥有一块1到9号牌是可以参加更多的金融活动的根据港信通国际以往的牌照申请经验主要分为这几个方面香港1到9号牌照细分为9个不同种类的牌照其中每个牌照所负责的功能都不同有的牌照可以简单的单纯使用还有的牌照需要组合其他不同的牌照进行使用效果会更好

在这里可以简单的解释几种不同的牌照他们的一些用涂和作用:1license plate:证券交易牌照这个类牌照可以为客户提供股票及股票期权的买买和经纪服务也可以为客户买买证券还可以为客户买入和沽出互惠基金及单位信托基金的配售及报销证券简单理解就拥有证券的交易权4号牌就证券提供意见向客户提供有关沽出或买入证券的投资专业意见发出有关证券的研究报告或分析9号牌提供资产管理以全权委托形式为客户管理证券或期货合约投资组合以全权委托形式管理基金此牌照在1、4、9号牌照中是属于比较重要的一类牌照

以上就是香港1到9号牌照的一些职能如果您有香港是金融牌照的申请需求那么可以咨询港信通国际为您提供专业香港金融牌照办理。Related products:香港1到9号牌都有哪些 , 香港1到9号牌

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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