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What are the application requirements for Hong Kong financial licenses No. 1 to 9?

Financial card care question

If your company has financial business in Hong Kong,You still need to hold a Hong Kong financial license numbered 1 to 9.,When applying for Hong Kong licenses No. 1 to 9, you can consult Hong Kong Xintong International,The following are several aspects that need to be met when applying for a license::1、It must be a company registered in Hong Kong and have a company address for on-site operations2、The company has normal business operations,good architecture。Have sufficient ability to resist risks。

3、For each type of regulated activity applied for,Two less responsible officers must be appointed to directly supervise the relevant activities。

4、For each type of regulated activity applied for,There is at least one responsible person who can supervise the business at all times5、Among the responsible personnel planned to be appointed by the organization,At least one person must be from the China Securities Regulatory Commission

Require

Executive Director under 6、All executive directors of an institution must seek approval from the Securities and Futures Commission,To become a responsible officer of a corporate body under the above provisions of Responsible Officer,Their competency must also pass the test prescribed by the China Securities Regulatory Commission.。

Therefore, companies applying for financial licenses must have corresponding professionals.,In these applications, certain qualifications and familiarity with the operating procedures are required。In these aspects, you can consult Hong Kong Xintong International for processing! Related products:Hong Kong financial license number 1 to 9

Application conditions

What are there


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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