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What are the functions of Hong Kong financial license numbers 1 to 9?

Financial card care question

If your company has financial operations in Hong Kong,And want to hold financial licenses No. 1 to 9,Then you have to choose the lot number that suits your company's business and apply for the combination.,There are corresponding conditions when applying for several types of licenses!

其中香港

  1. 5The functions covered by the license plate are as follows::2license plate:Futures contract trading licenses can provide customers with the trading of index or commodity futures.,We can also provide customers with commodity futures brokerage services.,Selling futures contracts,2The No. 3 license can be simply understood as the No. 3 license with futures trading rights.:Leveraged foreign exchange trading has foreign exchange trading authority,Conduct foreign exchange transactions for clients on margin No. 5:Providing advice on futures contracts Providing clients with investment advice on selling or buying futures contracts,and issue research reports or analyzes regarding futures contracts,以期货分析报告为主的专业研究分析报告以上就是香港
  2. 5The function of license plate,If your company has relevant license application needs, you can consult Hong Kong Xintong International for processing.,Hong Kong Xintong International is an agency company specializing in handling Hong Kong licenses No. 1 to 9 in Shenzhen.,If you want to apply for Hong Kong license No. 1-9, you can consult Hong Kong Xintong International's related products.:What are the functions of Hong Kong financial license numbers 1 to 9?

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

The client is an asset management company from mainland China,Established many years ago,Early business focused on domestic investment management。recent years,With the internationalization of customer structure、Increased cross-border demand for funds,The company began to systematically lay out overseas payment and capital channels,Hope to provide more flexible international payment solutions for high net worth customers。
Financial card care question

How do mainlanders register a Hong Kong company?

How do mainlanders register a Hong Kong company1、ask:I am a mainland resident and want to set up a limited company in Hong Kong,What conditions are needed?answer:One or more shareholders who are over 18 years old。Mainland citizens or overseas persons with a passport or ID card can apply。
Financial card care question

Japan and Hong Kong Virtual Currency License Transfer-Virtual Currency License Registration Application

We all know that the bank’s one-year fixed deposit interest rate is 2.75%,The average annualized income from bank financial management is 3-5%,Yu’e Bao’s annualized return rate on the 7th is about 4%…Why are the return rates of financial products on the market so low?,
Financial card care question

Want to buy from a Japanese company?,Japanese trading company sale and transfer

Many friends who want to set up companies in Japan want to realize post-import trade.,Utilize resources in Japan,Develop markets,Open up import and export channels。There are many conditions that need to be met to set up a company in Japan.,
Financial card care question

What are the conditions for registering a Hong Kong company?

Detailed introduction of Hong Kong Xintong International Peng Yi Aaron said that everyone can realize that this is an extraordinary year in 2026,A lot of things, big and small, have happened in the past six months。Everything affects our lives。