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Transfer and acquisition of Hong Kong No. 149 license plate_Sale of Hong Kong No. 149 license plate_Step-by-step practical guidance

Financial card care question

Although the types of Hong Kong financial licenses and Mainland financial licenses are very similar,,But Hong Kong’s financial industry needs to be more developed,Regulatory measures are also in line with international standards。A certain difference can be seen from the work style of the China Securities Regulatory Commission,The Securities and Futures Commission of Hong Kong will classify various types of regulated financial licenses,Application materials required for each type of financial license,Apply

cost

,The process and so on will be written in great detail.。

In this financial industry environment,Hong Kong’s 149 license plate application is also relatively strict.。Today we will focus on the specific prices and procedures for the transfer and acquisition of Hong Kong No. 149 plates.。

Before the official introduction,Still want to know what Hong Kong license plates No. 1-10 are?: Category 1 Securities Trading Category 2 Futures Contract Trading Category 3 Leveraged Foreign Exchange Trading Category 4 Advising on Securities Category 5 Advising on Futures Contracts Category 6 Advising on Institutional Financing Category 7 Providing Automated Trading Services Category 8 Providing Securities Margin Financing Category 9 Providing Asset Management Category 10 Providing Credit Rating Services The following will focus on matters related to the transfer and acquisition of Hong Kong No. 149 License in the form of questions and answers.: 1,Why do some mainland institutions now choose to directly acquire Hong Kong No. 149 plates?,Instead of choosing to handle it directly?

The reason is actually obvious,Since the Hong Kong Securities Regulatory Commission will conduct penetrating investigations into the situation of shareholders and the company。Therefore, if you choose to do it,Not only do you need to prepare a lot of application materials,,Hong Kong SFC’s review will also be very strict。Generally speaking,If you do it yourself,If it is longer, it will take more than half a year to apply.,The shortest one will take about half a year.。

Taking into account the rapid development of the company's financial business,Therefore, many companies will consider directly acquiring a Hong Kong No. 149 license plate and transferring resources.。 2,Does Hong Kong license number 149 need to be renewed?,How long is the validity period? A big difference between Hong Kong financial license and Mainland financial license is that,Hong Kong financial license is valid for a long time,No need to review every three years like mainland financial licenses,First trial every five years。 3,Hong Kong No. 149 plate transfer

cost

How much?

There are currently ten types of financial licenses in Hong Kong.。Different numbers of Hong Kong financial licenses can produce different chemical effects on the financial market.,Therefore, the quotations for Hong Kong No. 149 plates in the market are also quite different.。Generally follow this rule,The price will be higher if it is paired with a big brand,Asset scale is relatively large、The transfer price for companies with a longer establishment period will be higher.。

Give an example,The market transfer price of Hong Kong No. 1 securities firm is generally around HK$10 million.,But the price of a small No. 1 brand that can only be used as an introducer is still several million.。 It is recommended that customers who really need to acquire a Hong Kong No. 149 license plate,It can be understood clearly by。 ,It is a major financial license processing service provider in China and Hong Kong.,Ten years of senior management experience,Helped more than 500 companies obtain Hong Kong financial licenses。

Whether it is processing or direct acquisition,The quotations given must be 20% lower than those of peers.。In the long-term process of docking with the China Securities Regulatory Commission,Accumulated a large amount of management resources,For no responsible person,individual licensee,Don’t know how to register a Hong Kong company?,What type of Hong Kong company customers should be registered?。We can customize a complete set of solutions according to the specific situation of the customer。

It is recommended that we need to learn more about the transfer and acquisition of Hong Kong No. 149 plate.,You can call us directly to communicate and understand clearly.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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