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Hong Kong license No. 149 transfer

Financial card care question

Today with economic prosperity and development,If you want to get involved in finance, you will definitely not be able to avoid Hong Kong.,And people in the financial field who set up business in Hong Kong,I heard about 149 license plate。Let’s talk about the transfer of Hong Kong 149 license:Hong Kong is an international city,It is also an international financial center。As China’s foreign investment continues to increase,Hong Kong will continue to play an important role between the mainland and the world。

Mainland and Hong Kong local investors are the same,Carry out relevant business activities in Hong Kong,The corresponding business qualification license Hong Kong number is required and has become one of the competitive licenses to apply for in recent years.、The following is an application for a license number

Require

and

cost

Analysis of differences。in Hong Kong。Each applicant has different ideas about how to conduct business

Require

。Some companies do not need to hold customer assets to operate。We call it the small 9 license plate,It is below the threshold for some applications。

Big 9 license is a license that holds rights to client assets,As long as the assets need to be separate from the account。Apply for license number 9 in Hong Kong:

  1. A company registered in Hong Kong or an overseas company;Have an appropriate business structure,Good internal control system;
  2. Financial condition is good,Low limits on fund disbursements and freezing are always guaranteed;
  3. Ensure that at least two licensees comply with SFC requirements。Hong Kong license number。

If you need to hold client assets,You need at least HK$5 million in total share capital,Frozen funds of not less than HK$3 million。

cost

The difference is determined by the application for Hong Kong license number

Require

The difference determines。9、As mainland investment in Hong Kong becomes increasingly popular,Hong Kong’s “No。9 license applications have been filed,One-stop service to support stronger enterprises operating Hong Kong financial licenses。

For customers who already have a Hong Kong business background,Hong Kong 149 more cost effective than outright acquisition。But if mainland companies want to obtain Hong Kong’s 149,It is a good choice to choose the transfer and acquisition method。In addition to the above details,There are many details that need to be involved in the process。If you have any needs for Hong Kong No. 149 license, you can consult Hong Kong Xintong International for detailed answers.。

Hong Kong Xintong International Business Agency Service has 13 years of agency experience、More successful application cases。Bringing you professional agency services。Related products:Hong Kong license No. 149 transfer


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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