With Shenzhen-Hong Kong Stock Connect、Interoperability of stock trading mechanisms such as Shanghai-Hong Kong Stock Connect，The Hong Kong stock market is gradually developing in a good direction，and occupy a place in the international market，In order not to limit their financial business to China, mainland enterprises，Using Hong Kong as a stepping stone for mainland enterprises to explore overseas markets，But in Hong Kong，There is also a local license management system，Among them, Hong Kong license No. 149 is the most popular three types of regulated qualification licenses.。
————Manager Peng Yi of Hong Kong Xintong：134-170-46218————As Hong Kong stocks continue to be optimistic，The mainland is increasingly eager to use Hong Kong as a window to open up to the outside world.，So today，Hong Kong License No. 149
transfer process
will be the expanded part below。
Legend Holdings intends to acquire the financial license through the transfer of Hong Kong No. 149 license，To expand the scope of financial business operations，Enterprises consider acquiring qualifications through acquisitions，In addition to considering the time consumption issue，We also considered several aspects。first，Because the new office has strict requirements on enterprises
Require
is very high，After registering a Hong Kong company or overseas corporation，It also needs to match the corresponding architecture、personnel and financial resources。
Having said so much，However, I am still unfamiliar with the specific business operations of Hong Kong License No. 149.，Sort out the situation of these three types of licenses respectively。
————Manager Peng Yi of Hong Kong Xintong：134-170-46218————[Hong Kong License No. 149
transfer process
】Hong Kong No. 1 license：Qualifications required by securities trading companies，In accordance with the regulations of the Securities and Futures Commission of Hong Kong，Type 1 regulated qualification license is capable of providing a platform for securities trading for investors，Buy and sell stocks、bonds、mutual funds、Investment funds are the main function of No. 1 plate。
[Hong Kong License No. 149
transfer process
】Hong Kong No. 4 license：Category IV Regulated Business Qualification License，Also called a securities advisory license，Talents from units holding this license can provide investors with relevant advice on securities investment based on their own experience.，But professionals also
Require
Possess knowledge and experience related to securities，To ensure that more constructive investment plans are proposed for applicants。
[Hong Kong License No. 149
transfer process
】Hong Kong No. 9 License：Mainly a type of qualification applied by asset management companies，In recent years, it has become popular among large ** institutions in the Mainland.，Become a window for these institutions to go overseas，Units holding Hong Kong license plate No. 9，Can manage assets for overseas investors，Licensed companies will provide stocks to overseas institutions、fund、Bond and other investment portfolio management and other services。
————Manager Peng Yi of Hong Kong Xintong：134-170-46218————The transfer of Hong Kong No. 149 license is recognized by the Hong Kong Securities Regulatory Commission as well as the newly applied license.，It’s just that the application process can be omitted for acquisitions，Conducive to the immediate development of business。
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