为什么香港证监会1、4、9牌照重要？从分类上看，香港金融牌照被分成了10大类，分别对应了不同的业务类型。Hong Kong 1、4、9牌照其实就是香港证监会旗下的第1类、Combination of Class 4 and Class 9 licenses。
获得149牌照需经过一系列严格的资格审查，通常获得香港149金融牌照的企业，也反映出了该金融机构是一家合规且有实力的机构。1Class license，i.e. securities trading license，Only obtained a Class 1 license，You can only engage in providing securities transactions for clients in Hong Kong、Brokerage services, etc.。It is equivalent to mainland securities companies providing stock trading services to clients.。
4Class license，i.e. license to advise on securities，Only obtained a Category 4 license，Only then can you provide clients with securities investment advice in Hong Kong，Publish relevant research reports。9Class license，Provide asset management license，Only obtained a Category 9 license，Only then can you issue funds in Hong Kong，Manage client funds, etc.。相当于内地的私募基照。央行曾不止一次发声：“凡是搞金融的都要持牌经营，纳入监管，要实现监管全覆盖”。
金融业是特许经营的行业，业务的开展不论是机构还是个人，均需要持有相应的牌照。而香港连接了几乎全球的金融市场，自然成了海外业务拓展重要的一站，如何获取香港金融牌照便是这一站的重要起点。
Hong Kong as a major offshore and non-offshore center for Asia’s financial markets，Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.，are at the forefront of the international financial market，It is the preferred platform for international investors to invest in Asia。Since the domestic A-share market is not fully internationalized,，More and more private equity fund management institutions are beginning to enter the Hong Kong market，Introduce overseas investors by setting up a company in Hong Kong。
Hong Kong’s financial license classification，The most popular financial license is 1、2、4、6、9Number，Hong Kong Securities Regulatory Commission’s application for different types of licenses
Require
There is a difference，The difficulty of applying for a license is also different.。Hong Kong Securities and Futures Commission regulations：1、Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。2、The company has an actual office address in Hong Kong (must be written as Class A)。
3、Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel。4、Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Securities Regulatory Commission。
Require
One less responsible officer must be based in Hong Kong，in order to directly supervise the relevant business。5、One less responsible person in the company must be a member of the board of directors。
6、Registered capital of Hong Kong company
Require
500万港币必须一直保持实缴股本和流动性资本不少于300万港币。Must open an account in a bank in Hong Kong。高门槛、严
Require
决定了香港金融牌照的含金量之高。generally，Obtain an independent Hong Kong financial license，It is an endorsement of a company’s strength。Related products：香港149号牌照怎么分大小
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