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How to apply for Hong Kong license No. 149,What are the processing fees and functions?

Financial card care question

Everyone knows that the Hong Kong market implements a financial license management system,What kind of financial activities does an individual or unit engage in?,Need to apply for the corresponding business qualification license,Hong Kong license No. 149 is the most widely used three types of licenses,Separately have securities trading、securities、Asset management and other functions,How to apply for Hong Kong No. 149 license?,I believe this is an aspect that mainland investors are very concerned about.。

Hong Kong License No. 1 and License No. 4 are necessary qualification licenses to open a securities company in Hong Kong.,Got license number 1,The company can provide investors with trading services for stocks and stock options,The Type 4 license allows you to provide professional investment advice on the securities purchased.,Facilitate securities transactions。Hong Kong’s No. 9 license is of great significance for mainland funds to go overseas。

Recently,向香港149号牌照怎么办理,handle

cost

多少的人数明显增多,The following will focus on the matters related to the Hong Kong No. 149 license:,Answers to common questions。香港149号牌照办理需要什么条件?

Different types of licenses actually require different applications.

Require

,But basically all three types of 149 licenses need to meet the basic conditions of 2 licensees.、Have a Hong Kong company or overseas corporation、Have a suitable business organization and good financial standing。If you are applying for Hong Kong license No. 149 as an individual,,

Require

Be a graduate of a specific degree,Possess relevant professional experience,Have a professional qualification recognized by the Securities and Futures Commission of Hong Kong。What is the approximate market price for Hong Kong No. 149 license?

Because of market competition,The price difference is huge,Prices ranging from one million to tens of millions are involved,But different prices correspond to different license combinations.,For example, Big 1 and Small 1 license plates,The small No. 1 plate is mainly used to attract customers to securities companies.,Those who do not have the business qualifications for securities trading themselves,Therefore, the gold content is not higher than that of No. 1 brand.。How to find a suitable person in charge for Hong Kong No. 149 license application?

A licensed responsible person in Hong Kong is equivalent to a risk control officer in the Mainland,Hereinafter referred to as RO,Each type of license requires 2 ROs to be responsible for operation,However, the Hong Kong No. 149 license application group has overlapping positions.,Therefore, these three license combinations only need 3 ROs to operate.。广东省内规模最大的香港149号牌办理专业机构,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。

To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,How to apply for Hong Kong license No. 149,handle

cost

and function details welcome further communication.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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