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Hong Kong No. 149 license ready for transfer - application process conditions

Financial card care question

深圳中港金融牌照顾问彭易专业办理各类金融牌照和各类许可证,There are several No. 149 licenses available for transfer.,Friends in need please contact China-Hong Kong Financial Card Care and ask Peng Yi。149Applying for a license plate is a bit cumbersome,Registered capital,office space,In terms of personnel, the Securities and Futures Commission of Hong Kong has made it clear

Require

想新申请办理的朋友也请咨询负责办理149号牌照的

Hong Kong No. 149 license is reviewed and issued by the Hong Kong Securities Regulatory Commission,Holds No. 1、4Number、9Companies with licenses can trade in securities、Securities consulting、Asset management activities。Take license plate No. 1 as an example,Companies holding Hong Kong license No. 1 can provide stocks to customers、Stock options buying and selling (brokerage) services;Can buy and sell bonds for clients;Can buy or sell mutual funds and unit trust funds and other services for customers。

————————————————The application conditions for Hong Kong No. 149 license are still listed with the No. 1 license:1、Registered capital:The company is a securities trading company,The paid-up share capital is HK$10 million,The minimum amount of quick-frozen funds is HKD 500,000;(suggestion) 2、Office address:You must have a real rental office address in Hong Kong,Area is not specified

Require

;3、bank account:Open a bank account in Hong Kong and deposit the required liquid capital;4、Personnel:Academic qualifications、Industry experience (3-6 years)、Management experience (more than 2 years)、Qualification examination (pass the Securities and Futures Practitioner Qualification Certification Examination);Application companies that meet the above conditions need to submit an application to the China Securities Regulatory Commission,Attached is the Securities Regulatory Commission form and other documents that need to be prepared.,The general application review time is 6 months。

The time span is relatively long,Apply

Require

Also relatively strict,需要申请办理的朋友可委托中港金融牌照顾问彭易办理中港金融牌照顾问彭易可提供部分条件支持。In addition, several No. 149 license plates are being transferred.,If you need it, please contact us quickly.


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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