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香港149号牌照申请指引办理条件剖析

Financial card care question

随着国内金融公司对海外投资意向越来越强烈众多金融公司纷纷踏入香港市场香港149号牌照申请愈来愈赤手可热究竟是什么魅力吸引着一家又一家企业申请香港金融牌照呢?对此对香港149号牌照申请列举了一些需要注意的规则与大家一起来揭开香港金融牌照的神秘面纱

香港149号牌照申请不仅可以拓展投资标的范围海外类的资产衍生品等均可涉及增加了国内客户资产配置选择更好的满足客户的需求向高净值客户提供更多元话的服务吸引更多理性客观的海外投资者可以享受香港强大的税务有所减轻较大的纳税负担

、Professionally handling Hong Kong financial licenses for 11 years,以下是多年办理经验总结须注意的一些规则香港149号牌照申请细则首先要申请成为持牌法团有在香港注册成立的公司或在香港注册处注册的国外公司公司里要拥有合适的业务架构良好的监控系统及和资格的人员并且能够处理管理业务中出现的风险

负责人员必须委任至少两名负责人一名负责人员时刻监督有关的业务另一名需是证监会

Require

的的执行董事且已向证监会寻求核准香港149号牌照申请资本

Require

共同点(如需要持有客户资产的缴纳资本不低于500万港元流动资金不低于300万港元)

不同之处香港1号牌若申请机构提供证券融资的已缴纳的资本要高于1000万港元流动资本高于300万港元香港149号牌照申请证监会评估重点将从4个方面评估申请人(公司或个人)持牌的机构及个人都必须遵守香港税务方面的法律规定

分别从财务状况、Solvency;学历和其他资历及经验是否有能力称职公正诚实地进行有关的受规定管理的活动;Reputation、character、Reliability and financial soundness。因细节较多就不一一例举香港149号牌照申请规则了详细的申请办理可咨询。11 years of experience in professionally handling Hong Kong financial licenses,Familiar with the procedures of the Hong Kong office、laws and institutions。

A ready-made Hong Kong financial license is available for transfer,20% below market price,The only commission-free processing agency in China。Full hosting one-stop service,500+ cases have been successfully processed (including well-known securities companies at home and abroad)、bank、Investment companies with strong capital, etc.)。Contact us for details of Hong Kong No. 149 plate application。We will serve you wholeheartedly!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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