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Hong Kong License No. 149 Application,How much does it cost to apply?

Financial card care question

More and more domestic financial companies want to expand overseas business,Domestic investment funds have an increasingly strong demand for overseas allocation。Applications for financial licenses in Hong Kong continue to be hot.。The majority of financial investors know that the Hong Kong financial market has always implemented a financial license management system.。Holding a Hong Kong financial license can conduct stock trading in the Hong Kong market at the same time.、Forex、Trading of various financial products such as gold and financial derivatives。

Obtain Hong Kong license No. 149 application,As mainland securities gossip、Fund company、Asset management can fully participate in investment in international capital markets,Enrich investors’ product selections,On the other hand, you can seize investment opportunities in the international market in advance.,Improve the company's asset management capabilities and market competitiveness,Enter the ranks of international asset management companies。

After successfully applying for Hong Kong No. 149 license and obtaining the license,The company is absolutely qualified to provide stocks to overseas financial institutions、fund、Assets and other financial products and services,Proper use of the Hong Kong capital market platform,Not only can we develop foreign stocks with more、Funds and other products,We can also launch value-added services such as investment immigration and investment consulting.,Provide a variety of diversified services to more high-net-worth clients。

Hong Kong No. 149 license application requires at least two senior executives to be responsible for managing the company,and appoint one of them as executive director。shareholder、Employees, senior executives and the applicant company must comply with the selection principles stipulated by the Hong Kong Securities and Futures Commission。The Securities and Futures Commission of Hong Kong assesses the applicant company’s solvency and financial status、Educational and other qualifications、Relevant experience in the way in which business is carried out Ability to carry out regulated business activities fairly and impartially、Assess the company's reputation and financial soundness。

After successfully applying for Hong Kong No. 149 plate and holding the license,The company must maintain paid-in share capital and liquid capital not less than the minimum capital

Require

。Licensees holding client funds must open an account with a bank in Hong Kong。Client funds must be stored in isolation。All licensees must retain financial solvency and financial standing、Records related to internal compliance and internal control systems。

Is there any application for Hong Kong license No. 149?

cost

For details, please contact,Hong Kong financial license 11 years of experience,There are resources to quickly connect to the Hong Kong application office。Less than 20% of the industry transfer of Hong Kong No. 149 license,The one-stop full-service hosting service has served more than 500 domestic and foreign customers.。For details on application for Hong Kong No. 149 license, please contact。We will serve you wholeheartedly!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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