Faced with tighter financial regulation、In the context of economic globalization，Domestic companies are also actively seeking overseas investment，In recent years, with the opening of two securities interoperability mechanisms, Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect,，The securities sector becomes increasingly active。Hong Kong License No. 149 is one of the three types of the top ten securities dealer licenses，Equipped with different securities functions，The phenomenon of queues in mainland China to apply for Hong Kong 149 licenses has also become common.。The following is the function of Hong Kong license No. 149:，Hong Kong No. 149 license application begins。
The application of Hong Kong No. 149 license is a measure for domestic enterprises to expand into the international market.，There are still many people who are not familiar with the functions of Hong Kong 149 license。The Hong Kong No. 1 license is a first-class qualification applied for by securities trading companies.，由于涉及的业务范围比较广是目前十类券商牌照中持有者较多的。
Hong Kong license No. 4，Mainly for securities，Provide investors with constructive advice on securities，An existence that acts as a securities guide；Hong Kong License No. 9 is an asset management license，Can help overseas investors manage securities or futures contract investment portfolios。
————Manager Peng Yi of Hong Kong Xintong：134-170-46218————Hong Kong No. 149 license application，The Securities and Futures Commission of Hong Kong has always been strict in its review and approval，but
Require
different，The difficulty of applying for various types of licenses is also different。
Currently, Hong Kong’s No. 9 license is a license resource that large-scale private equity units in the Mainland are keen on.，Mainland private equity units that have obtained Hong Kong’s No. 9 license in the past two years include Zhuque Investment、Chongyang Investment、Fushan Investment, etc.，Mainland private equity firms want to use Hong Kong as a platform to attract international funds，Gradually move towards internationalization。
As a qualification license for Type 9 regulated business under the Securities and Futures Ordinance，It is quite difficult to apply for Hong Kong No. 9 license，Companies holding Hong Kong license No. 9，Equivalent to obtaining a pass in the international capital market。Er.jpg The prerequisite for applying for Hong Kong license No. 149 is to establish a company in Hong Kong，Or there are two ways to register an overseas corporation in the place where the company is registered.。The relevant licensed responsible person must pass the test prescribed by the Hong Kong Securities and Futures Commission，To ensure that you are qualified to hold a license。
According to relevant people，Hong Kong No. 149 license requires submission of business plan and basic company information and other materials。Approval time is 6 months，But it usually extends to about 9-12 months。————Manager Peng Yi of Hong Kong Xintong：134-170-46218----besides，Licensed units must have certain financial status and solvency，Company structure、Responsible person、Executive directors must comply with the requirements of the Securities and Futures Commission of Hong Kong
Require
。
The Hong Kong Securities Regulatory Commission will investigate its financial situation、Solvency、Academic qualifications、Competence、Character and other four aspects are taken as the main evaluation objects.，for satisfaction
Require
units and individuals，upon application，Hong Kong license No. 149 is issued。
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