Hong Kong License No. 149 is currently the three major brokerage licenses that the mainland is concerned about.，Hong Kong’s securities licenses are arranged in order from 1 to 10，Each license plate has different functions and purposes。these two years，With the opening of Shenzhen-Hong Kong Stock Connect，The mainland’s demand for Hong Kong 149 licenses has increased significantly，Therefore，The Securities and Futures Commission of Hong Kong has tightened its approval process for licenses，In order to obtain qualifications more confidently，Many mainland enterprises entrust them with the Hong Kong No. 149 license application。
Hong Kong No. 149 license application，Let’s first figure out what the uses of the three categories are.，Hong Kong No. 1 license is a qualification required by units that want to engage in securities trading.；Hong Kong License No. 4 is a license to provide investors with securities investment advice.；Generally, units that want to apply for operating asset management business need to apply for Hong Kong No. 9 license.，Conditions and conditions for applying for Hong Kong No. 149 license
Process
A better grasp will help carry out relevant application work。
————Manager Peng Yi of Hong Kong Xintong：134-170-46218———— Hong Kong 149 license agency，Agency conditions，The agency processes have certain similarities，It is also a license approved by the China Securities Regulatory Commission，Two Hong Kong licensed responsible persons are required to apply for a license，And must go through a series of strict testing and assessment tasks stipulated by the China Securities Regulatory Commission.。
Whether it is a licensed corporation applying for establishment of any Hong Kong license No. 149,，The prerequisite is that the company must be registered in Hong Kong.，Both Hong Kong and non-Hong Kong companies are welcome。Of course, Hong Kong No. 149 license also has its own procedures.
Require
，Because the China Securities Regulatory Commission has not approved the licenses of the top ten securities firms,
Require
different，The difficulty of applying for Hong Kong No. 149 license is also different.。
Hong Kong License No. 1 to engage in securities trading activities，Generally, brokerages will hold both Hong Kong No. 1 license and Hong Kong No. 4 license.，First, you can provide advice to customers，Secondly, it can provide trading services to customers。
————Manager Peng Yi of Hong Kong Xintong：134-170-46218———— Hong Kong No. 9 license is different from the other two types of licenses，Belongs to asset management license，Applicants with Hong Kong License No. 9 can manage assets according to the applicant’s entrustment，It is now common for many private equity management funds in the Mainland to queue up to apply for the Hong Kong No. 9 license.，Well-known private equity institutions that have successfully established it include Jingtai Lifeng、ivy assets、Tianma Assets、Infore Capital, etc.，More of them want to use Hong Kong as a platform to lay out the international market.，Obtain larger market space。
Due to strict investigation by the Hong Kong Securities Regulatory Commission，Hong Kong license No. 149 is becoming more and more difficult to implement，I believe you can get relevant help here，Many years of experience in handling Hong Kong No. 149 licenses，We have a professional team based in Hong Kong responsible for the agency service of Hong Kong No. 149 license plates and other types of licenses.，Open up internal links with the approval unit，Understand first-hand policy trends，Hong Kong No. 149 license agency，Agency conditions，Welcome to inquire about the agency process——Manager Peng Yi of Hong Kong Xintong：134-170-46218————
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