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How much does it cost to apply for a Hong Kong No. 149 license package?

Financial card care question

Mainland China’s economy is developing rapidly,The accumulation of wealth allows investors to pursue a higher level of capital allocation,Due to relatively large restrictions on domestic investment channels,,More and more investors are trying to invest their funds through legal channels in Hong Kong, where the capital market is active.,Hong Kong No. 149 license application package is an important measure to enter the Hong Kong securities market。

Hong Kong securities market,Most mainlanders are unfamiliar with it,Because engaging in some type of financial business in Hong Kong,They are carried out with corresponding licenses.,There are currently 12 types of licenses included in Hong Kong’s Securities and Futures Ordinance.,And the space is limited,This article mainly analyzes how much it costs to apply for the Hong Kong No. 149 license package, which currently has a large number of inquiries.。

Hong Kong No. 149 license application - Hong Kong No. 1 license is mainly required by securities companies engaged in securities transactions.,But taking into account different business development needs,We now have a choice of large and small No. 1 license plates.。The small No. 1 license can actually only provide customers for securities firms、Do a simple traffic diversion business,Only big No. 1 brands can provide securities、Options and other trading services。

Hong Kong No. 149 license application - Hong Kong No. 4 license before conducting securities transactions,When investors lack professional knowledge about securities,Will consult professionals to seek relevant investment advice,The number of individuals holding Hong Kong license number 4 is greater than the number of holding institutions,For securities companies,Hong Kong No. 4 license application is beneficial to the promotion of securities transactions。

Hong Kong No. 149 license application - Hong Kong No. 9 license, also called asset management license,Its popularity is not unrelated to the stricter regulation of private equity in the mainland.,Obtaining Hong Kong's No. 9 license plate is equivalent to a large-scale private equity institution in the mainland obtaining a pass to invest overseas.,Same as plate number 1,Asset management licenses also come in different sizes.,The difference in price is also quite obvious。

Because of the need to supplement the company’s business,Usually, the price of the Hong Kong No. 149 license package is a factor that must be considered by the unit when formulating its budget.,According to a long-term survey of the market, it was found that,The quotations for the three license plates remain above 10 million,But specific

cost

Depends on the actual situation of the license plate。

The mainland is not familiar with Hong Kong’s financial license application policies and applies blindly.,Hitting the wall abounds everywhere,Ten years of experience in assisting mainland investment companies to obtain qualifications to conduct business in Hong Kong,Provide agency services to customers、transfer、Acquisition and other comprehensive services,At the same time, we have licenses of 1.2.3.4.6.9 to provide services,If the purpose of applying for Hong Kong No. 149 license is the same as

Require

Still have doubts,Welcome further communication。


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Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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