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Hong Kong No. 149 License Transfer - Conditions for No. 149 License

Financial card care question

China and Hong Kong financial license consultant Peng Yi professionally handles Hong Kong No. 149 license,There are currently several ready-made No. 149 license plates available for transfer.,If you are in need, please contact China-Hong Kong Financial Card Care and ask Peng Yi。To apply for Hong Kong No. 149 license, you need to submit an application to the Hong Kong Securities Regulatory Commission.。First, let’s understand what the regulated activities of No. 149 that we often mention refer to.。

1Number plate refers to securities trading,4License refers to providing advice on securities,i.e. Securities Investment Consulting License;9The regulated activity of license plate is to provide asset management。many securities、futures、private placement、trust、Asset management companies want to broaden investment scope in international capital markets,Improve market competitiveness and company strength。Enterprises that have obtained a license from the Hong Kong Securities and Futures Commission can provide financial products and services such as securities funds to domestic and foreign institutions.。

This should be the reason why many investors want to hold a Hong Kong license。————————————————What are the specific conditions for applying for the No. 149 license?

For example, to apply for Hong Kong No. 9 license, you need to hold 5 million Hong Kong dollars in client assets.,Not holding 1 million Hong Kong dollars,No need to collect customer funds to register 120,000 yuan;In terms of personnel, two No. 9 licensees are required;Have an actual office rental address in Hong Kong;The major shareholder has a financial background,Sufficient assets,No bad record。You need to submit your company’s business plan when applying,As well as materials such as resumes and backgrounds of major shareholders。The application time is generally 6 months。

The above processing

Require

,The application conditions can show the value of Hong Kong’s 9 best licenses.,In addition, the processing time is as long as half a year.,It’s a bit difficult to handle。Friends who want to apply for the No. 149 license, please contact China-Hong Kong Financial License Manager Peng Yi. If friends want to hold the Hong Kong No. 149 license as soon as possible,You might as well consider buying a ready-made No. 149 plate,Friends in need please contact us as soon as possible。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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