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Hong Kong No. 149 license application purpose,Apply for Hong Kong financial license

Financial card care question

Cooperation and exchanges between Hong Kong and the Mainland are reflected in all aspects,Securities exchange is one aspect。Securities exchanges between Hong Kong and mainland China benefit from the opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect.,Many mainland companies are no longer satisfied with deploying the mainland's financial market.,Instead, target the market overseas,At the same time, we also pin our hopes on the application of Hong Kong No. 149 license.,What is Hong Kong License No. 149?,办理用途是以下所要着重展开的

香港149号牌照办理是比较受欢迎的三类香港券商牌照,in Hong Kong,一共有十大类受规管业务资格牌照,The main topic here is Hong Kong License No. 149.。spread out in turn,Hong Kong License No. 1,License to apply for to engage in securities trading;Hong Kong license No. 4,Securities license to provide securities advisory services;Hong Kong license number 9,Generally, it is a qualification document applied by an asset management company.。

Hong Kong Securities Regulatory Commission handles Hong Kong No. 149 license

Require

Different,There is also a certain difference in difficulty。 香港149号牌照办理用途先了解到这里,Hong Kong No. 149 license application

Require

That's what everyone cares about,It is no less difficult for the Hong Kong Securities Regulatory Commission to approve the Hong Kong No. 149 license than in mainland China.,尤其是在找到对应的持牌人员的环节上

licensed corporation

Require

Set up a company in Hong Kong,并且缴租资金低门槛为500万元,Have liquidity of more than 3 million yuan。Hong Kong License No. 149 Licensed Corporation

Require

There are more than two persons in charge,And one of them must be the Securities and Futures Commission of Hong Kong

Require

executive director of。Hong Kong No. 149 license application

Require

Basically meet the conditions,就能够向香港证监会提出相应的申请了

The applicant brings all the information to the Securities and Futures Commission of Hong Kong for review in person or by entrusting an agent.,The Securities and Futures Commission of Hong Kong looks at the financial situation、Solvency、Educational qualifications、Qualifications、Coordinate management capabilities、Reputation、Conduct assessment on character and other aspects,Determine whether the applicant is eligible to apply。Applicants for issuance of Hong Kong license No. 149,要配合证监会的监督工作

在香港149号牌照发牌后的1个月内,Notify the SFC of the company’s financial year end date;Within 4 months after the end of the financial year,Submit the company's audited accounts and other required materials and submit the company's financial resources declaration form to the China Securities Regulatory Commission every month。This is the follow-up work that needs to be completed after the Hong Kong No. 149 license is successfully processed.。

,The largest professional organization for handling Hong Kong No. 149 license in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,Welcome to further communication on the details of Hong Kong No. 149 license application。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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