about Us blog post Contact us

Contact us now

Copied 13417046218 to clipboard,Please add friends on WeChat。

Hong Kong No. 149 license application purpose,Apply for Hong Kong financial license

Financial card care question

Cooperation and exchanges between Hong Kong and the Mainland are reflected in all aspects,Securities exchange is one aspect。Securities exchanges between Hong Kong and mainland China benefit from the opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect.,Many mainland companies are no longer satisfied with deploying the mainland's financial market.,Instead, target the market overseas,At the same time, we also pin our hopes on the application of Hong Kong No. 149 license.,What is Hong Kong License No. 149?,The management purpose is to focus on the following。

Hong Kong No. 149 license is the most popular three types of Hong Kong securities dealer licenses,in Hong Kong,There are ten major types of regulated business qualification licenses.,The main topic here is Hong Kong License No. 149.。spread out in turn,Hong Kong License No. 1,License to apply for to engage in securities trading;Hong Kong license No. 4,Securities license to provide securities advisory services;Hong Kong license number 9,Generally, it is a qualification document applied by an asset management company.。

Hong Kong Securities Regulatory Commission handles Hong Kong No. 149 license

Require

Different,There is also a certain difference in difficulty。 Learn about the purpose of applying for Hong Kong No. 149 license here,Hong Kong No. 149 license application

Require

That's what everyone cares about,It is no less difficult for the Hong Kong Securities Regulatory Commission to approve the Hong Kong No. 149 license than in mainland China.,Especially when it comes to finding the corresponding licensed personnel。

licensed corporation

Require

Set up a company in Hong Kong,And the minimum threshold for rent payment is 5 million yuan,Have liquidity of more than 3 million yuan。Hong Kong License No. 149 Licensed Corporation

Require

There are more than two persons in charge,And one of them must be the Securities and Futures Commission of Hong Kong

Require

executive director of。Hong Kong No. 149 license application

Require

Basically meet the conditions,You can submit the corresponding application to the Securities and Futures Commission of Hong Kong。

The applicant brings all the information to the Securities and Futures Commission of Hong Kong for review in person or by entrusting an agent.,The Securities and Futures Commission of Hong Kong looks at the financial situation、Solvency、Educational qualifications、Qualifications、Coordinate management capabilities、Reputation、Conduct assessment on character and other aspects,Determine whether the applicant is eligible to apply。Applicants for issuance of Hong Kong license No. 149,Cooperate with the supervision work of the Securities Regulatory Commission。

Within 1 month after the issuance of Hong Kong license No. 149,Notify the SFC of the company’s financial year end date;Within 4 months after the end of the financial year,Submit the company's audited accounts and other required materials and submit the company's financial resources declaration form to the China Securities Regulatory Commission every month。This is the follow-up work that needs to be completed after the Hong Kong No. 149 license is successfully processed.。

The largest professional organization for handling Hong Kong No. 149 license in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,Welcome to further communication on the details of Hong Kong No. 149 license application。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Financial card care question

How much tax does it cost to register a Hong Kong company?

How much tax do you need to pay to register a company in Hong Kong? Many customers start from scratch when it comes to registering a company in Hong Kong.,Especially customers engaged in trading business,Understanding a brand new industry requires a certain amount of understanding,
Financial card care question

Shenzhen Japanese company registration process Japanese companies

Relevant personnel in Japan for handling the subject matter will provide the accepted regional national label 003 materials and prepare the agent. Things produced in Japan are of good quality.,This is almost a stereotype for people all over the world。Many companies take advantage of this influence,Register a Japanese company,
Financial card care question

How to register a Japanese company? How to register a Japanese company?

Mention Japan,Will think of traveling,cooking,There are also electronic and digital products。Although the Japanese economy has not performed outstandingly in recent years,,but is still at a stage of solid growth。Japan strongly encourages foreign-invested enterprises to settle in,Established a mature business environment,
Financial card care question

What conditions and information are required for Hong Kong company registration?

What conditions and information are required for Hong Kong company registration? Xingyuan Finance and Taxation Investment was established in May 2012,Its subsidiaries include Xingyuan Finance and Taxation Investment and Xingyuan International Co., Ltd.,Total investment 5 million,The total staff is more than 50 people,